CIA-RDP96-00792R000100140058-9

SG1J ARPEPYSSEqR Release_2003/08/EACH/1-REP90,00782R00910014005859/DT-3
SGH
ROUTE TO
ACTION
SIGNATURE (Grade and Surname)
1
VP-A
Coord
2
RCC
Coord
3
GC
Coord
ACTION OFFICER
4
RTS
Coord
SIGNATURE
5
CRB
Approve
SG1J
TYPED GRADE AND SURNAME
TYPIST'S
INITIALS
dsd
SUBJECT
Amendment to FY 81 S&T Project: Novel Intelligence Collection Techniques
(GRILL FLAME) (U)
SG1J
REMARKS
1. (U) PURPOSE :
To obtain approval for the amended Statement of Work (Encl 1).
2. (U) BACKGROUND:
The Contract Review Board approved the FY 81 S&T Project con-
tract on 8 April 1981.
-
3. (U) DISCUSSION:
a.
(S) The purpose of the basic contract is to investigate the military applica-
tions of psychoenergetic phenomena, with emphasis on remote viewing. This amendment
is added to permit the development of audio/semantic analysis techniques and to
determine what is required for target acquisition.
b.
(S) The funds for this amendment are furnished by the U.S. Army INSCOM to
cover the Army's first year portion of a planned three year joint DIA/Army GRILL
FLAME program in psychoenergetics. Funds are provided by Treasury check to DIA.
4. (U) RECOMMENDATION: That the attached SOW amendment be approved and forwarded
with a requisition for $130K to DSS-W for processing.
3 Enclosures
1. Amended SOW (S) 1 Cy
2. Sole Source Justifica-
tion (S) 1 Cy
3. FY 81 S&T Project:
Novel Intelligence
Collection Techniques
(GRILL FLAME) (S) 1 Cy
Jack Livrea
JACK VORONA
Assistant Vice Director for
Scientific and Technical
Intelligence
Classified by
DIA (DT-1)
Declassify on
Review on
2 June 2001
Extended by_
DIA (DT)
Reason
2-301. 0. 3,5,6
SECRET
DIA FORM 1
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DIAR 12-8
:
:
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..... ..... ..... ..
A
ORIGINATOR (Symbol) | TELEPHONE NO
DT-3A
DATE
4 JUN 1981

Approved For Release 2003/09/10
Contact # (DIA)
CIAFRDP96-00792R0001001409532 903-810-0292
AMENDMENT TO STATEMENT OF WORK
FY 81 S&T PROJECT:
NOVEL INTELLIGENCE
COLLECTION TECHNIQUES (GRILL FLAME)
1.
General
The Statement of Work for FY 81 S&T Project:
Novel Intelligence Collection
Techniques (GRILL FLAME) is amended by the addition of Tasks 2.3 and 2.4 defined
below.
2.0 Specific Tasks (FY 81)
2.3 Develop audio/semantic analysis techniques to separate correct from
incorrect data available from taped viewer descriptions of remote viewing sites
and to provide selective editing under operational conditions.
2.4 Determine what is required for target acquisition (names, maps, coordi-
nates, pictures, arbitrary labelings, simply the word "target", etc. ).
4.
Deliverables:
The contractor shall provide the following additional deliverables for tasks
2.3 and 2.4:
A new paragraph or section shall be added to the quarterly and final reports
to cover the new tasks.
The Milestone Chart page will be changed as follows:
Change:
MILESTONE CHART
NOVEL INTELLIGENCE COLLECTION TECHNIQUE
FY 81 ($280K)
2.0 Tasks for FY 81
2.1
$125K
2.2
$ 25K
2.3
$ 70K
2.4
S 60K
Add:
6.0 Special Requirements:
The COTR will insure that procedure 18, DoD Directive
5240.1-R governing experimentation on human subjects will be followed by the con-
tractor in regards to tasks 2.3 and 2.4.
Informed consent of all subjects will
be obtained in writing and only in accordance with the guidelines issued by the
Department of Health, Education and Welfare. These guidelines set conditions
safeguarding the welfare of the subjects.
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objections

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Sole Source Justification
for
Novel Intelligence Collection Techniques
(GRILL FLAME)
with
SRI International
(S) In order to fulfill the objective of this statement of work, which
is to investigate in detail certain psychoenergetic phenomena that have
potential military applications, the contractor is required to have both
a high degree of technical competence in the analysis and evaluation of
psychoenergetic phenomena such as remote viewing and psychokinetics,
and reliability and security clearances necessary to evaluate the app-
licability to military purposes by comparing reported phenomena to
actually verifiable observed phenomena (which might be very highly
classified).
(S) While there are other contractors or educational institutions avail-
able with the potential to scientifically evaluate the phenomena, the
personnel involved would not have the depth of background offered by
SRI nor would they possess the requisite security clearances. For an-
other contractor to acquire both personnel and expertise would be pro-
hibitive in time and expense to the government. Additionally, SRI, a
recognized leader in this field of analysis, has performed similar work
for other U.S. Government agencies and has a unique, classified data
base which has commingled both government and proprietary data that is
absolutely essential for the successful completion of this contract.
(S) For the above reasons, SRI International of Menlo Park, CA, is the
only source for contracting for this study.
SG1J
JACK VORONA
Assistant Vice Director for
Scientific and Technical
Intelligence
Classified by
DIA/DT-1
.-
Declassify on
Review on
19 MAY 2001
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Afinby
DIA/DT
Reason
2 301 - C. B SUG
SECREU

SECRETS
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JUSTIFICATION FOR SOLE SOURCE PROCUREMENT (U)
1. (S)
SRI International is uniquely qualified for this sole source
procurement by virtue of a combination of experience and performance.
2. (S/NOFORN) SRI
International is a recognized leader in the field of
psychoenergetics and has performed similar work for other U.S. Government
agencies over the past few years. Previous work, under DIA contracts
MDA-908-81-C-0292 and MDA-908-92-C-0034 has formed a highly meaningful
data base which will greatly enhance the value and effectiveness of
this new contractural effort.
3. (S) The effort involved for a new contractor to research the same
level of capability and expertise that SRI currently possesses for this
area would be too time consuming and uneconomical to acquire and develop.
To acquaint a new contractor in this area of expertise, if he could be
found, would require several years simply to achieve the present level
of expertise and competence possessed by SRI International.
-
CLASSIFIED BY: DIR, DIA
DECL :
Originating Agency's
Determination Required
NVA MAGASABLE TO FOREIGN NATIONALS
GRILL FLAME
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Justification for Sole Source Procurement
with
SRI INTERNATIONAL
333 Ravenswood Ave.
Menlo Park, California
94025
1. (S) SRI International is uniquely qualified for this sole source procurement
by virtue of a combination of experience and performance both on past efforts and
on current contract, FY 81 S&T Project:
Novel Intelligence Collection Techniques
(GRILL FLAME).
2. (S) SRI International has a high degree of technical competence in the analysis
and evaluation of audio/semantic techniques and target acquisition. It is a recog-
nized leader in the field of psychoenergetics and has performed similar work for
other J.S. Government agencies over the past few years.
4
3.
; Work proposed in this amendment is not severable from the existing FY 81
S&T Project: Novel Intelligence Collection Technique (GRILL FLAME) contract be-
cause work on both contracts are very similar and interrelated. Previous work,
under DIA contract DNA 001-78-C-0274 and FY 81 S&T Project: Novel Intelligence
Collection Technique (GRILL FLAME) has formed a highly meaningful data base which
will greatly enhance the value and effectiveness of this new contractural effort.
4. (S) The effort involved for a new contractor to research the same level of
capability and expertise that SRI currently possesses for this area of analysis
and evaluation would be too time consuming and uneconomical to acquire and de-
velop. To acquaint a new contractor in this area of expertise, if he could be
found, would require several years simply to achieve the present level of exper-
tise and competence possessed by SRI International. Consequently, it has been de-
termined that to amend the basic DIA contract would be much more efficient than
starting a new, separate Army contract.
JACK VORONA
Assistant Vice Director for
Scientific and Technical
Intelligence
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19 May 81
--
1
STATEMENT of WORK
for
Novel Intelligence Collection Techniques
(Psychoenergetics-Threat to U.S. and Potential Applications)
Classified by
DIA/DT-1
Declassify on
Review on
14 March 2001
Extended by
DIA/UT
2-301C.3, 5, 6
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SEL. DET

PLCALI
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STATEMENT OF WORK: NOVEL INTELLIGENCE
COLLECTION TECHNIQUES (PSYCHOENERGETICS-
THREAT TO US AND POTENTIAL APPLICATIONS)
1. General
The objective of this effort is to investigate in detail certain
psychoenergetic phenomena that have potential military applications.
Emphasis will be on evaluating application potential and limitations of
such phenomena, and to provide such knowledge as gained under this
contract to appropriate DoD agencies who will evaluate the significance
of foreign work, particularly as it may pose a threat to the US.
Major emphasis will be on evaluating remote viewing phenomena and
in particular, targeting aspects, via coordinate or other methods.
Related to this are training methods, methods of enhancing reliability
and repeatability of the phenomena.
2.0 Specific Tasks (FY 81)
2.1 Evaluate threat potential of foreign remote viewing - type
investigations:
2.1.1
Simulate experimental results for which there is data to
assess validity of the foreign research.
2.1.2 Assess military applications potential of the foreign research
(or claims), particularly where a threat to US security is possible.
2.1.3 Assess feasibility of the most significant applications and
evaluate limitations.
2.1.4 Evaluate the use of remote viewing to locate target objects
or people.
2.1.5 Evaluate the use of remote viewing for event detection and to
locate events.
2.1.6 Evaluate the use of remote viewing to detect the presence or
absence of targets.
2.1.7 Evaluate the potential of various camouflage, concealment and
.
deception as countermeasures to remote viewing.
2.1.8 Investigate the effects of the following variables on the remote
viewing phenomena. (a) accuracy.
(b) degree of resolution.
(c) affect on
the sensory inputs (feel, smell, touch, etc.).
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2.1.9 : Determine potential of remote viewing to assess other types
of information, such as specific S&T data; or function/purpose of facilities
or activities.
. :
2.2 It is anticipated that during the contract period there will be
quick reaction tasks approval by the Grill Flame Committee, passed through
the COTR and levied on the contractor. These will be of high priority and
will require prompt attention.
3. Security Requirements: It is expected that a maximum of six
SI/SAO billets will be required to properly support the program. If and
when SRI International commences work on operational situations, it is
required that all personnel connected with operational matters possess the
necessary clearances.
4.
Deliverables: The contractor shall provide the following:
..
4.1 Quarterly Reports to highlight accomplishments and resources
expenditures (by specific tasks the amount of funding, equipment used,
Professional/Support man hours). Detail progress on each sub-task
designated for examination during the quarter will be completed by the
contractor.
4.2 Draft Final Report using the same format as the Quarterly Reports
but covering the entire contract period.
4.3 A Final Report based on the Draft Final Report and the
comments made by the COTR.
4.4 Program progress briefing shall be of an informal nature
and shall be held at the end of each quarter. The contractc. shall
furnish copies of informal charts, viewgraphs and other aids as may
be needed. The informal briefings shall consist of a contractor
presentation and informal discussion among contractor, funding
agencies and other government personnel as appropriate.
.
4.5 Quick reaction reports as required by the COTR. They will
be of limited scope and deal with subjects of especially high interest
and/or critical timeliness.
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4.6 All supporting material, i.e. notes, maps, tapes for this
contract will be made available by the contractor to the COTR
and no such material will be destroyed without written permission.
5.
Delivery Schedule: The COTR will insure members of the
Grill Flame Committee receive copies of all deliverables.
5.1 Quarterly Reports: Five copies to the COTR. The first
report is due 100 days after the contract award date and will
cover the first 90 days of the contract. Subsequent reports
will be due each 90 days thereafter, i.e., 190 days after contract
award, 280 days, 370 days, etc.
5.2 Draft Final Report: Five copies to the COTR within 30 days
of completion of the contract. Comments will be returned to the
contractor within 45 days of receipt of the draft.
5.3 Final Report: Ten copies and a camera ready master to
the COTR within 45 days of receipt of the comments made an the Draft
Final Report
5.4 Program Progress Briefings: Approximately 4 per year are
anticipated. Specific times and places will be established by the
COTR. Some briefings will occur in the Washington, DC area and may
involve more than one presentation by the contractors.
5.5 Quick Reaction Reports: Number of copies, place and time
of delivery to be determined by the COTR.
5.6 Supporting Materials: Provided to the COTR when requested
during the period of contract performance All such material will
be finally delivered to the COTR at the same time as Final Report.
(5.3 above) .
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MILESTONE CHART
NOVEL INTELLIGENCE COLLECTION TECHNIQUE
FY 81 ($150K)
2.0 Tasks for FY 81
2.1
$125K
2.2
$ 25K
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GOVERNMENT FURNISHED PROPERTY/EQUIPMENT
Government furnished property or equipment to be provided to the
contractor will primarily consist of reports, data, and documents
which will be provided on a loan basis. Contractor access to other
DIA facilities as may be necessary will be arranged by the DIA contract
monitor.
INSPECTION AND ACCEPTANCE
Inspection, acceptance, and delivery of reports, will be at the
Defense Intelligence Agency, ATTN: DT-1A, Washington, D.C., 20301.
Acceptance will be based on a determination by the COTR with the
approval of the Grill Flame Committee that the contractor is performing
in accordance with the tasks specified in the Statement of Work.
TECHNICAL PROPOSALS
. Requires the contractor to provide information which details his
methodology. schedule, and manpower loading in meeting the contractual
requirements. Such information should be submitted to DIA/DT-1A for
evaluation by the Grill Flame Committee prior to negotiations.
OTHER
The classification of the contract is SI/SAO.
Reports issued under
this contract shall contain the following acknowledgements:
This study was supported and monitored
by the Defense Intelligence Agency of
the Department of Defense under Contract No.
.
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GOVERNMENT FURNISHED DATA
.
Data required by the contractor will be requested in writing from
the COTR. The COTR will maintain a record of all government documents
transferred to the contractor and will ensure their return when the
contract terminates.
CONTRACTING OFFICER'S TECHNICAL REPRESENTATIVE (COTR)
SG1
A
SG1J
.
DIA, telephone
The COTR will be
SRI International. 333 Ravenswood Ave., Menlo Park, California 94025.
He is located at the contractor's facility: His point of contact in
Washington will be
DIA/DT-1A, Washington, D.C. 20301
The COTR will be the principal interface for
SG1J
SG1A
both the contractor and the several DoD participants which are
represented by the Grill Flame Committee.
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REPORTS
1.1
These reports will present a concise and factual discussion
of findings and accomplishments during the period and must include
appropriate references.
2. ?
Each report will include a report summary. This summary.
prominently identified, should normally not exceed a few pages. The
purpose of the projects must be specified, together with a description
of important equipment purchased or developed, if any, and the
conclusions reached by the contractor. The most important single
feature of this summary is that it must be meaningful to readers who
are not specialists in the subject matter of the contract.
3. The requirement for careful preparation cannot be overemphasized
as this summary will often provide the basis for decision on the
continuity of the project. The contractor must recognize that his
achievements are quite often surveyed by Department of Defense staff
who function at a level that precludes a thorough review of detailed
reports.
4. When appropriate, references should be made to more detailed
sections of the report in order to guide those who may be prepared to
spend the additional time required to develop a more complete and
professional understanding of the accomplishments.
5. The report summary should include the following information for
each major portion of the work.
a.
Problems.
b. General methodology (e.g .. literature view, laboratory
experiment, survey, field study, etc. ).
c. Results
:
d.
Implications for further research (if any) .
e.
Special comments (if any) .
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MIPR CONTROL PROVISIONS AND GUIDANCE
1. Funding cited may be used only for the project delineated in the attached
statement of work (SOW) for Project GRILL FLAME.
2.
The total MIPR estimate may not be exceeded by the purchasing office.
3. Changes in purpose, scope or desired results from those stated in the
attached SOW must be approved by the COTR with the approval of the GRILL
FLAME committee.
4.
The COTR for this project is:
SG1J
c/Ò SRI International
333 Ravenswood Ave.
Menlo Park, CA 94025
5. The COTRs local point of contact is:
SG1
SAJ
DIA/DT-1A
Washington. D.C. 20301
SG1
A
6. It is desirable that the accumulation of pre-award costs be permitted
so that work on task 2.1 may begin as soon as possible.
1
.
.
.
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EXCEPTION TO SF 30, ArApproved For Release 2003/09/10 : CIA-RDP96-00792R000100140058-9
STANI ARD FORM 30, JULY 1966
GENERAL SERVICES ADMINISTRATION
FED: PROC. REG. (41 CFR) 1-16.101
AMEI
MENT OF SOLICITATION/MODIFICA. ON OF CONTRACT
PAGE
1
of
5
1. AMENDMENT/MODIFICATION NO.
P00002
2. EFFECTIVE DATE
30SEP81
3. REQUISITION/PURCHASE REQUEST NO.
1208/5702/81
4. PROJECT NO. (1/ applicable)
5. ISSUED BY
Virginia Contracting Activity
ATTN: RS-Q2
Washington, DC
20301
CODE
HLASA7
6. ADMINISTERED BY (If other than black 5)
DCASMA San Francisco
1250 Bayhill Drive
San Bruno, CA 94066
CODE
S0507A
7. CONTRACTOR
NAME AND ADDRESS
CODE
03652
FACILITY CODE
AMENDMENT OF
SOLICITATION NO.
SRI International
333 Ravenswood Avenue
Menlo Park, CA 94025
DATED
(See block 9)
MODIFICATION OF
CONTRACT/ORDER NO.
MDA903-81-C-0292
DATED
06APR81
(See block 11)
9. THIS BLOCK APPLIES ONLY TO AMENDMENTS OF SOLICITATIONS
The above numbered solicitation is amended as set forth in block 12.
The hour and date specified for receipt of Offers
is extended,
is not extended.
Offerors must acknowledge receipt of this amendment prior to the hour and date specified in the solicitation, or as amended, by one of the following methods:
(a) By signing and returning.
copies of this amendment; (b) By acknowledging receipt of this amendment on each copy of the offer submitted; or (c) By separate letter or telegram
which includes a reference to the solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED AT THE ISSUING OFFICE PRIOR TO THE HOUR AND
DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. If, by virtue of this amendment you desire to change on offer already submitted, such change may be made by telegram
or letter, provided such telegram or letter makes reference to the solicitation and this amendment, and is received prior to the opening hour and date specified.
10. ACCOUNTING AND APPROPRIATION DATA (If required)
ACRN:
AB 2112020 25-2037 P381321.03250-2572 S18128 2P29
$189,892.00
11. THIS BLOCK APPLIES ONLY TO MODIFICATIONS OF CONTRACTS/ORDERS
(a)
This Change Order is issued pursuant to
The Changes set forth in block 12 are made to the above numbered contract/order.
(b)
The above numbered contract/order is modified to reflect the administrative changes (such as changes in paying office, appropriation data, etc.) set forth in block 12.
(c)
This Supplemental Agreement is entered into pursuant to authority of
10 U.S.C. 2304(a) (11)
It modifies the above numbered contract as set forth in block 12.
12. DESCRIPTION OF AMENDMENT/MODIFICATION
A.
Delete any and all references to Contract No. MDA903-81-C-0292 and substitute therefor
Contract No. MDA908-81-C-0004.
B.
Add the following as task number 2.1.10 to the Statement of Work (Classified) dated
19MAR 81:
(U) 2.1.10 Continue development and evaluation of CRV training program.
C. Add task numbers 2.1 and 2.2 of the Contractor's technical proposal number ESU 81-60
(Classified), dated 23MAR81, to the Statement of Work (Classified) dated 19MAR81.
These tasks shall be remumbered 2.3 and 2.4 respectively.
D.
Add an additional paragraph or section to the quarterly and final reports specified
in paragraph C.2 of the contract to cover the tasks added by this modification.
E. Add the following as paragraph H. 9 of the contract:
(continued )
Except as provided herein, all terms and conditions of the document referenced in block 8, as heretofore changed, remain unchanged and in full force and effect.
1.3.
CONTRACTOR/OFFEROR IS NOT REQUIRED
TO SIGN THIS DOCUMENT
CONTRACTOR/OFFEROR IS REQUIRED TO SIGN THIS DOCUMENT AND RETURN
2
COPIES TO ISSUING OFFICE
14. NAME OF CONTE CTOR/OFFEROR
17. UNITED STATES OF AMERICA
Bam S. Mc/a
BY
BY
(Signature of person avborized to sign)
(Signature - Controlling Officer)
15. NAME OF TITLE OF SIGNER (Typproved For Release 2003/09/10
Spencer Floyd
9/4/81
Director, Contract Administration
BARRY L. MCVAY
19. DATE SIGNED
81SEP29
(Street, city,
county, state,
and ZIP
Code)
L
.
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Contract MDA903-81-C-0292
Modification P00002
(New Contract MDA908-81C-0004)
Page 2 of 5
H- 9
USE OF HUMAN SUBJECTS (1978 Aug)
.
(a) .The following definitions are used in this clause:
(1) At risk means that the human subject may be exposed to the
possibility of harm - physical, biological, psychological, sociological, or
other - as a consequence of an act or omission that goes beyond the applica-
tion of those established and accepted methods or procedures which are in his
best interests, or that increases ordinary risks of daily life, including the
recognized risks inherent in his chosen occupation or field of service.
(2) Human Subject means any human being who, knowingly or unkowingly,
is subjected to an act or omission, whether at risk or not, the object of which
is to contribute to knowledge to be gained as a part of work to be performed under
the scope of this contract.
(b) The Contractor, before undertaking to perform any study involving
human subjects, whether at risk or not, shall insure that the following minimum
conditions are complied with:
-
(1) The proposed study has been reviewed and approved by a committee
meeting the requirements set forth in Chapter 46 of Title 45 of the Code of
-Federal Regulations.
(2) The number of human subjects used will be kept to the minimum
number that will reasonably achieve the required results.
(3) The study must be such as to contribute significantly to scientific
knowledge and have reasonable prospects of yielding important results essential to
an Army research program.
(4) The study will be conducted only by persons possessing the requisite
scientific qualifications. The highest degree of skill and care will be required
during all stages of study of persons who conduct or assist in the study.
(5) The human subject will be informed that at any time during the
course of his participation he has the right to revoke his consent and withdraw
from participation without prejudice to himself.
(6) Participation by subjects will be immediately terminated if it sub-
sequently appears that the risk to the subjects is significantly greater than
anticipated at the time review and approval was granted.
(7) There shall be no greater intrusion into the privacy of the human
subject than is absolutely necessary for the conduct of the study involved. Ex-
cept for the submission of reports and other data required by this contract, any
information obtained about human subjects as a result of their participation shall
be held as confidential as the law allows.
(8) The study will be conducted so as to avoid all unnecessary physical
or mental suffering or injury.
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(9) No study will be conducted if there is any inherent reason to believe
that death or disabling injury is likely to occur. Sufficient animal or laboratory
experiments, or other evaluations, must have been completed to give assurance of
acceptable risks prior to the use of human subjects.
(10) The degree of risk to be taken will never exceed that which is
justified by the benefit to the subject and/or the humanitarian importance of
the knowledge to be gained.
(11) A physician will be responsible for the medical care of subjects.
Even if not the project leader, the physician will have authority to terminate
the study at any time that he believes death, injury or harm is likely to result.
(12) Proper preparations will be made, and adequate facilities provided,
to protect the subject against all foreseeable possibilities of injury, disability,
or death. This includes but is not limited to hospitalization and medical treatmen
as may be required. In addition, all apparatus and instruments necessary to deal
with likely emergency situations will be available.
(13) Human subjects will have no physical or mental conditions which will
make participation more hazardous for them than it would be for normal healthy
persons, unless such condition is a necessary prerequisite for the particular
study involved. In any such case, the use of human subjects with such pre-existing
conditions must have been specifically described and justified in the scope of the
work to be performed under this contract.
:
(14) The scientifically qualified person conducting the study, and each
member of his research team, will be prepared to terminate the subject's partici-
pation at any stage if he has reason to believe, in the exercise of the good faith,
superior skill, and careful judgment required of him, that continuation is likely
to result in injury, disability, or death to the human subject.
(c) The Contractor, before permitting any person to participate as a human
subject, whether at risk or not, shall insure that the following minimum conditions
are complied with:
(1) Legally effective informed consent will be obtained by adequate
and appropriate methods in accordance with the provisions of this clause.
(2) All consent must be voluntary. It must be the knowing consent of
the individual or his legally authorized representative, so situated as to be able
to exercise free power of choice without there having been any use of force, fraud,
deceit, duress, constraint, coercion, or lawful or improper inducement. The ele-
ments of information necessary to such consent include :
(1) A fair explanation of the procedures to be followed, and their
purposes, including identification of any procedures which are experimental.
(11) A description of any attendant discomforts or risks reasonably
to be anticipated.
(continued )
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Contract MDA903-81-C-0292
Modification P00002
(New Contract No. MDA908-81-C-0004)
Page 4 of 5
(iii) A description of any benefits reasonably to be anticipated.
(iv) A disclosure of any appropriate alternative procedures that
might be advantageous to the subject.
(v) An offer to answer any questions concerning the procedure.
(vi) An instruction that the subject is free to revoke his consent
and to discontinue participation at any time without prejudice to himself.
(d) Exculpatory language through which the subject is made to waive, or
appear to waive, any of his legal rights, including any release from liability
for negligence, is prohibited.
(e) Prior consent by a subject or his legally authorized representative
shall be obtained in all cases. Such consent shall be in writing whenever it
is reasonably possible to do so. The consent form may be read to the subject
or his legally authorized representative, but in any event he or his legally
authorized representative must be given adequate opportunity to read it and to
ask questions they might have. This consent form should then be signed by the
subject or his legally authorized representative and by a witness not directly
involved in the study. Oral consent may be used only when it has been specifi-
cally described and justified in the scope of the work to be performed under
this contract or approved in writing by the contracting officer. When so author-
ized and used, oral consent is subject to all the same standards as apply to
written consent, except that the signature of the subject or his legally author-
ized representative is not required.
(f) Prior to conduct of the study, the contractor shall submit for approval
to the contracting officer a detailed description of the means by which informed
consent will be obtained, to include any forms to be used. Upon completion of the
study, the contractor will submit to the contracting officer detailed report demon-
strating compliance with paragraph (c), to include copies of the written consent if
such was obtained.
(g) The Contractor shall not undertake to conduct either the clinical
pharmacology or clinical trails of an investigational drug unless this contract
contains the clause entitled "Clinical Study of Investigational Drugs."
(h) Prisoners of war will not be used under any circumstances.
F.
Add the following as paragraph H.10 of the contract:
H.10
All persons participating as human subjects, as defined by paragraph
H.9(a) (2) hereof, shall be known to possess the abilities and qualities
which will be observed and analyzed during the conduct of this contract.
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Contract No. MDA903-81-C-0292
Modification P00002
(New Contract No. MDA908-81-C-0004)
Page 5 of 5
G. Military security requirements in the performance of contract MDA908-81-C-0004
as modified shall be maintained in accordance with the revised DD Form 254
attached hereto. The highest classification involved in the performance
of this contract as modified is TOP SECRET.
H.
SGFOIA2
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*
1
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1
PCO: DA, Defense Supply Service-Washington, Room 1D245, The Pentagon, Washington, DC
20310
Agent/Specialist
Sidney M. Koss
1
Date
2 2 JUN 1931
Telephone:
Area Code 202
694-4577
PIIN:
MDA903-81-C-0292
Modification Number
TO
COPY
SENT
ADDRESS
NO. 0]
COPIES
1. Contractor
X
SRI International
333 Ravensworth Avenue
Menlo Park, CA. 94025
1
2. Admin Contracting Officer
X
DCASMA San Francisco
1250 Bayhill Drive
San Bruno, CA. 94066
5
3. Payment Office
X
DCASR Los Angeles
P.O. Box 45011
Los Angeles, CA.
90045
1
4.
Pre-Certification Office
5.
Auditor
X
Defense Contract Audit Agency
298 So. Sunnyvalle Avenue, Suite 103
Sunnyvalle, CA. 94086
1
6. COTR except DARPA Bureau 1001
X
C70 SKI International
333 Ravensworth Ave.
Menlo Park, CA. 94025
SG1J
1
7.
Consignee
SG1J
18.
Other - DAR 20-401
X
Derense Intelligence Agency
Washington, D.C. 20301
1
·9.
Supply Coordinators
A. All Bureaus Except DARPA
B. Bureau 1001 - DARPA
(COMPLETE A or B)
X
1002
2
10. Station Code (Cite "S" Code)
X
503744
1
11. Reporting P&P
X
DSS-W, Policy & Procedures Branch Room 1C243
The Pentagon, Washington, DC 20310
1
12. Reporting: DD 1057
DSS-W, Office Deputy Director for Acquisition
Room 1E230, The Pentagon, Washington, DC 20310
13. Bureaus: 8000 thru 8999
DSS-W, Financial Mgmt, Room 1E231, The Pentagon
Washington, DC .20310
14. System Update
X
Information Mgmt & Financial Operations Office
Room 1E243, The Pentagon, Washington, DC 20310
1
15. PCO Contract File
X
DSS-W, Room 1D245, Pentagon, Washington, DC 20310
1
Blocks "X" are Mandatory Distribution
Approved For Release 2003/09/10 : CIA-RDP96-00792R000100140058-9
Revised Jan 8.
.
DARPA, Mgmt Info Sys, Architect Bldg, Rm 839
1400 Wilson Blvd, Arlington, Virginia 22209

· Approved For Release 2003/09/10 : CIA-RDP96-00792R000100140058-9
.
DEPARTMENT OF DEFENSE
CONTRACT SECURITY CLASSIFICATION SPECIFICATION
1. THE REQUIREMENTS OF THE DOD INDUSTRIAL SECURITY MANUAL
APPLY TO ALL SECURITY ASPECTS OF THIS
EFFORT. THE FACILITY CLEARANCE REQUIRED Is: TOP Secret
2.
THIS SPECIFICATION
IS FOR:
3. CONTRACT NUMBER OR OTHER
IDENTIFICATION NUMBER
(Prime contracts must be shown
for all aubcontracte)
DATE TO BE
COMPLETED
(Estimated)
5.
THIS SPECIFICATION IS:
(See "NOTE" below. If item b or c la "X'd",
also enter date for ftem a)
a.
X
PRIME CONTRACT
a. PRIME CONTRACT NUMBER
MDA 903-81-C-0292
b.
82 Apr 05
X
D.
ORIGINAL (Complete
date in all cases)
DATE
81 Apr 06
b. SUBCONTRACT(Use item b. FIRST TIER SUBCONTRACT NO.
15 for subcontracting
beyond second tier)
C. REQUEST FOR BID.
REQUEST FOR PROPOSAL
OR REQ FOR QUOTATION
C. IDENTIFICATION NUMBER
C. DUE DATE
c.
FINAL
DATE
6. Is this a follow-on contract?
.. DNA001-78-C-0274
[X] Yes
No.
If YES, complete the following:
b.
c. Accountability for classified material on preceding contract
PRECEDING CONTRACT NUMBER
[2] ]> [] Is not, transferred to this follow-on contract.
7a. Name, Address & Zip Code of Prime Contractor
SRI International
333 Ravenswood Ave
Menlo Park, CA 94025
b. FSC Number
94025
C. Name, Address & Zip Code of Cognizant Security Office
DCASR Los Angeles, ATTN: Directorate of
Industrial Security, 11099 S. La Cienga
Blvd., Los Angeles, CA. 90045
8a. Name, Address & Zip Code of First Tier Subcontractor
b. FSC Number
c. Name, Address & Zip Code of Cognizant Security Office
9a. Name, Address & Zip Code of Second Tier Subcontractor, or
facility associated with IFB, RFP OR RFQ *
b. FSC Number
c. Name, Address & Zip Code of Cognizant Security Office
* When actual performance is at a location other than that specified, identify such other location in Item 15.
10g. General identification of the Procurement for which this specification applies
S&T Intelligence Study/Analysis
b. DoDAAD Number of Procuring Activity
identified in Item 16d.
W74V8H
c. Are there additional security requirements established in accordance with paragraph 1-114 or 1-115, 18R?
pertinent contractual documents in Item 15.
d. Are any elements of this contract outside the Inspection responsibility of the cognizant security office?
Item 15 and identify specific areas or elements.
11.
ACCESS REQUIREMENTS
YES
NO
ACCESS REQUIREMENTS (Continued)
YES
NO
a. Access to Classified Information Only at other
contractor/Government activities.
X
k. Access to other Special Access Program information
(Specify In Item 15).
X
b. Receipt of classified documents or other material
for reference only (nc generation).
x
c. Receipt and generation of classified documents
of other material.
X
m. Defense Documentation Center of Defense information
Analysis Center Services may be requested.
X
d. Fabrication/Modification/Storage of classified hardware.
X
A. Classified ADP processing will be involved.
X
. Access to IPO information.
X
«. Access to RESTRICTED DATA.
X
h. Access to classified COMSEC Information.
X
i. Cryptographic Access Authorization required.
X
12. Refer all questions pertaining to contract security classification specification to the official named below (NORMALLY, thru ACO (item 160);
EMERGENCY, direct with written record of Inquiry and response to ACO) (thru prime contractor for subcontracte).
a. The classification guidance contained in this specification and attachments referenced herein is complete and adequate.
b.
other
Deputy Directorate for Scientific and
Technical Intelligence
Defense Intelligence Agency
SG1J
c. Activity name, address, Zip Code, telephone number and office symboi
Defense Intelligence Agency
ATTN: DT-1A
Washington, D.C. 20301
SG1
A
NOTE: Original Specifica|Ved200Release2003/0940LORD96200792
authority for contractors to remark the regraded classified information. Such actions by
of the Industrial Security MenuBl.
Yes
No.
If YES, explain in
J. Access to SENSITIVE COMPARTMENTED INFORMATION.
X
1. Access to U. S. classified information outside the U. S.
Panama Canal Zone, Puerto Rico, U. S. Possessions
and Trust Territories.
X
e. Graphic arts services only.
0. REMARKS:
DOD DIR 5200.17
DOD DIR 5200.1R
Yes
No.
If YES, identify the
DATE COMPLETED
b. REVISED
(supersedes
ail previous
@pecilicationa)
REVISION
NO.
DATE
1440058-9-bna (Itome 5b and c) ere
Skin in accordance with the provisione

.
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13. Information pertaining to classified contracts or projects, even though such information is considered unclassified, shall not be released for public
dissemination except as provided by the Industrial Security Manual (paragraph So and Appendix IX).
b. Proposed public releases shall be submitted for approval prior to release !" ] Direct
[ ] Through (Specify):
Public Release of SCI is not Authorized.
to the Directorate For Freedom of Information and Security Review, Office of the Assistant Secretary of Defense (Public Affairs) . for review in
accordance with paregraph So of the Industrial Security Manuel.
. In the case of non-DOD User Agencies, see footnote, paragraph 50, Industrial Security Manual.
14. Security Classification Specifications for this solicitation 'contract are identified below ("X" applicable box(es) and supply attachments as required).
Any narrative or classification guide(s) furnished shall be annotated or have information appended to clearly and precisely identify each element of
information which requires a classification. When a classification guide is utilized, that portion of the guide(s) pertaining to the specific contractual
effort may be extracted and furnished the contractor. When a total guide(s) is utilized, each Individual portion of the guide(s) which pertains to the
contractual effort shall be clearly Identified in Item 14b. The following information must be provided for each Item of classified information identified
in an extract or guide:
(I) Category of classification. (II) Date of event for declassification or review for declassification, and (III) The date of event for downgrading
(If applicable).
The official named in Item 12b, is responsible for furnishing the contractor copies of all guides and changes thereto that are made a part of this
specification. Classified Information may be attached or furnished under separate cover.
a. A completed narrative is (1)
attached, or (2) [X] transmitted under separate cover and made a part of this specification.
b. The following classification guide(s) is made a part of this specification and is (1)
attached, or (2)
transmitted under separate
cover. (List guides under Item 15 or in an attachment by title, reference number and date).
[_]c. Service-type contract/subcontract. (Specify instructions in accordance with ISR/ISM, as appropriate.).
CJd. "X" only if this is a final specification and Item 6 is a "NO" answer. In response to the contractor's request dated
retention of the identified classified material is authorized for a period of
e. Annual review of this DD Form 254 is required. If "'X'd", provide date such review is due:
15. Remarks (Whenever possible, Illustrate proper classification, declassification, and if applicable, downgrading instructions).
a.
This contract requires access to SCI. The Defense Intelligence Agency has exclusive
security responsibility for such information released to the contractor or developed
under this contract. DIAM 50-5 provides the necessary guidenace for physical, personnel
and information security measures and is a part of the security specifications for this
contract. DCASR is relieved of responsibility for all SCI material or information
released to the contractor under this contract.
b. Foreign national employees of the contractor or subcontractor(s) are not authorized
access to classified information resulting from or use in the performance of this
Contract.
c. The Contractor shall notify the COTR in writing no later than five (5) days after
receipt of the contract of the following information regarding the individuals assigned
to work on this contract.
Name
(2)
Date and Place of Birth
3)
Social Security Number
(SEE CONTINUATION SHEET)
16a. Contract Security Classification Specifications for Subcontracts Issuing from this contract will be approved by the Office named in Item 16e below, or
by the prime contractor, as authorized. This Contract Security Classification Specification and attachments referenced herein are approved by the User
Agency Contracting Officer or his Representative named in Item 16b below.
REQUIRED DISTRIBUTION:
Prime Contractor (Item 7a)
Cognizant Security Office (Item 7c)
SG1J
Administrative Contracting Office (Hem 160)
[X] Quality Assurance Representative
Subcontractor (Item In)
i Contiani Security Offici (Tiem Be)
Program/Project Manager (Item 12b)
U. S. Activity Responsible for Overseas Security Administration
ADDITIONAL DISTRIBUTION:
b. Troed name and title of approving official
c.
d. Approving official's activity address and Zip your
Defense Intelligence Agency
Washington, D.C. 20301
.. Name, address and Zip Code of Administrative Contracting Office
DCASMA San Francisco
1250 Bayhill Drive
RT8-LB
RSS
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.
DD Form 254 (Continued)
(4) Certification of clearance investigation and clearance,
date clearance granted, and name of agency granting clearance.
c. Final classification of the information generated under this
. Contract is the responsibility of DIA (DT-1A). Information generated
under this Contract is subject to the guidelines contained in DoD
Regulation 5200.1R, dated 2 November 1978, which implements EO 12065
which became effective 1 December 1978. Technical reports classified
as high as TOP SECRET SI/SAO will be provided the Contractor by DIA
and other DoD activities, and other DoD contractors for use in
connection with this Contract. These reports may be retained for the
duration of this Contract unless no longer needed. Upon termination of
this Contract, the reports shall be returned to the sender (if required)
or destroyed in accordance with current security regulations. If these
documents are to be retained beyond the ending date of this Contract,
written justification must be forwarded to and authorization given by
the Contracting Officer.
e. All copies of final documents generated by the Contractor
under this Contract will be transmitted to DIA (DT-1A) for
dissemination to the Grill Flame Committee. No other distribution
is authorized.
f.
Use of the ARFCOS system is required.
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