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Opens with: Parapsychological Research: A Tutorial

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Parapsychological Research: A Tutorial
Review and Critical Appraisal
RAY HYMAN
Invited Paper
Beginning in the 1850%, some eminent scientists such as Robert
Hare, Alfred Russel Wallace, and Sir William Crookes Investigated
the claims of spiritualist mediums and believed that they had
demonstrated scientifically the existence of psychic phenomena.
Critics, without examining the evidence, dismissed the claims out
of hand and charged the offending scientists with gross incom".
perence or with fraud. Encouraged by the work of these early
psychical researchers, a group of scholars founded the Society for
Psychical Research in London in 1882. In spite of this beginning,
psychical research remained an amateur and uncoordinated set of
activities until the publication of Rhine's Extre-Sensory Perception
in 1934. The card-guessing experiments featured in Rhine's book
became the model for experimental parapsychology for the next 40
years. Since the 1970% Rhine's paradigm has been replaced by a
number of research programs such as remote viewing, the
Ganzfield experiment, and psychokinetic investigations using Ran-
dom Event Generators. The present paper examines examples of
what were considered, in their time, the best examples of scientific
evidence for paranormal phenomena. Each generation of para-
psychologists has set aside the work of carlier generations and
offered up as sufficient scientific evidence the best work of its own
day. As a result, parapsychology lacks not only lawful and repli-
cable phenomena, but also a tradition of cumulative evidence. Two
systematic evaluations of the best contemporary research programs
in parapsychology revealed that the experiments departed from the
minimal standards of adequate randomization of targets, ap-
propriate use of statistical inference, and controls against sensory
leakage. The historical survey in this paper suggests that the same
themes and inadequacies that haunted the very earliest investiga-
tions still characterize contemporary parapsychological research.
Both proponents and critics throughout the 130 years of the con
troversy over psychical research, have deviated greatly from those
standards of fair-play and rationality that we would like to believe
characterizes the best scientific arguments. Some encouraging signs
for progress towards resolving some of the issues raised by the
controversy have recently appeared, The criticism of the para-
psychological claims is becoming more Informed and constructive.
Many younger parapsychologists have been working for higher
standards within their field. The best lines of systematic research In
parapsychology are not of sufficient quality to be put before the
scrutiny of the rest of the scientific community. However, with the
recent increase in constructive criticism and with the growing
awareness within the parapsychological community that it needs to
specify minimal standards and set its own house in order, there is
hope that in the near future either the parapsychologists will fail to
And evidence for psi or will be ready to challenge the scientific
community with the son of evidence that it cannot ignore.
...
.
Manuscript received January 25, 1965; revised August 21, 1985.
The author is with the Psychology Department, University of
Oregon, Eugene. OR 97403, USA.
INTRODUCTION
Robert Jahn, Dean of the School of Engineering and
Applied Science at Princeton University, can be taken as a
representative example of what happens when an eminent
and established scientist takes the time to carefully examine
the evidence for paranormal phenomena. About seven years
ago, an undergraduate requested him to supervise her in-
vestigation of psychic phenomena [1].
Although I had no previous experience, professional or
personal, with this subject, for a variety of pedagogical
reasons I agreed, and together we mapped a tentative schol-
arly path, involving a literature search, visits to appropriate
laboratories and professional meetings, and the design, con-
struction, and operation of simple experiments. My initial
oversight role in this project led to a degree of personal
involvement with it, and that to a growing intellectual
bemusement, to the extent that by the time this student
graduated. I was persuaded that this was a legitimate field
for a high technologist to study and that I would enjoy
doing so.
As a result of his own survey of the field as well as his
own initial experiments in parapsychology, Jahn concluded
that [1]:
once the illegitimate research and invalid criticism have
been set aside, the remaining accumulated evidence of
psychic phenomena comprises an array of experimental ob-
servations, obtained under reasonable protocols in a variety
of scholarly disciplines, which compound to a philosophical
dilemma. On the one hand, effects inexplicable in terms of
established scientific theory, yet having numerous common
characteristics, are frequently and widely observed; on the
other hand, these effects have so far proven qualitatively
and quantitatively irreplicable, in the strict scientific sense,
and appear to be sensitive to a variety of psychological and
environmental factors that are difficult to specify, let alone
control.
Jahn, like many of his predecessors who took a serious
look at the evidence for the paranormal, finds the phenom-
ena to be erratic, evasive, and ephemeral. Indeed, he admits
that when judged according to strict scientific standards,
the evidence for the actual existence of the phenomena is
not "fully persuasive." But he is Intrigued. Like his prede-
cessors, he is optimistic that with the right application of
technology and scientific ingenuity the phenomena can be
captured and made lawful.
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This is one of a number of justifiable reactions one can
have as a result of fairly examining the case for psychical
research. Jahn is willing to risk his time and reputation on
the possibility that careful and diligent investigation will
bring some lawfulness to this unruly area of inquiry. Jahn's
research into anomalous phenomena began over seven
years ago, but it will be several more years before we know
whether it has managed to progress much beyond previous
attempts to bring scientific order into the field.
During the 130 year history of psychical research many
other scholars and scientists initiated investigations of psy-
chic phenomena with equally high hopes of taming the
phenomena. One was the philosopher Henry Sidgwick who
was the first president of the Society of Psychical Research
founded in 1882. According to William James, Sidgwick and
his colleagues "hoped that if the material were treated
rigorously and, as far as possible, experimentally, objective
truth would be elicited, and the subject rescued from
sentimentalism on the one side and dogmatizing ignorance
on the other. Like all founders, Sidgwick hoped for a certain
promptitude of result; and I heard him say, the year before
his death, that if anyone had told him at the outset that
after twenty years he would be in the same identical state
of doubt and balance that he started with, he would have
deemed the prophecy Incredible. It appeared impossible
that the amount of handling evidence should bring so little
finality of decision" [2].
James, who made this observation in his last article on
psychical research in 1909; continued as follows [2]:
My own experience has been similar to Sidgwick's. For
twenty-five years I have been In touch with the literature of
psychical research, and have had acquaintance with numer-
ous "researchers." I have also spent a good many hours
(though far fewer than I ought to have spent) in witnessing
(or trying to witness) phenomena. Yet I am theoretically no
"further" than I was at the beginning; and I confess that at
times I have been tempted to believe that the Creator has
eternally intended this department of nature to remain bat
fling, to prompt our curiosities and hopes and suspicions all
in equal measure, so that, although ghosts and clairvoyances.
and raps and messages from spirits, are always seeming to
exist and can never be fully explained away, they also can
never be susceptible of full corroboration.
The peculiarity of the case is just that there are so many
sources of possible deception in most of the observations
that the whole lot of them may be worthless, and yet that In
comparatively few cases can aught more fatal than this
vague general possibility of error be pleaded against the
record. Science, meanwhile needs something more than
bare possibilities to build upon; so your genuinely scientific
inquirer-I don't mean your ignoramous "scientist"-has to
remain unsatisfied.
Some 67 years after James' final word on the matter, the
philosopher Antony Flew summed up his 25 years of inter-
est in parapsychology with remarkably similar sentiments
[3]:
My long-out-of-print first book was entitled, perhaps too
rashly, A New Approach to Psychical Research .... When I
reviewed the evidential situation at that time it seemed to
me that there was too much evidence for one to dismiss.
Honesty required some sort of continuing interest, even if a
distant interest. On the other hand, it seemed to me then
that there was no such thing as a reliably repeatable pho-
nomenon in the area of parapsychology and that there was
really almost nothing positive that could be pointed to with
assurance. The really definite and decisive pieces of work
seemed to be uniformly negative in their outcome.
It is most depressing to have to say that the general situation
a quarter of a century later still seems to me to be very much
the same. An enormous amount of further work has been
done. Perhaps more has been done in this latest period than
in the whole previous history of the subject, Nevertheless,
there is still no reliably repeatable phenomenon, no particu-
lar solld-rock positive cases. And yet there still is clearly too
much there for us to dismiss the whole business.
Sidgwick was assessing the first 50 years of psychical
research. James was evaluating the same period with another
ten years or so added. Flew based his assessment on an
additional 67 years of inquiry, Yet, all three agree that they
could detect no progress. In each case, after a quarter of a
century of personal involvement, the investigator found the
evidence for the paranormal just as inconclusive as It had
been at the beginning. James openly concedes that all the
claimed phenomena might be the result of self-deception
or fraud. Yet he, and the other two philosophers, cannot
quite shake the conviction that, despite all this inconclu-
siveness, "there might be something there."
Over this same span of history, the critics have con-
sistently insisted that "there is nothing there." All the
alleged phenomena of telepathy, clairvoyance, psychokine-
sis, levitation, spirit materialization, and premonitions can
be accounted for in terms of fraud, self-delusion, and
simple gullibility. The proponents have naturally resented
such dismissals of their claims. They have argued that the
critics have not fairly examined the evidence. They have
accused the critics of attacking the weakest evidence and
of ignoring the stronger and better supported evidence in
favor of the paranormal.
Unfortunately, as any reading of the history of psychical
research quickly reveals, the psychical researchers are cor-
rect in their appraisal of their critics. Too often, the major
critics have attacked strawmen and have not dealt with the
actual claims and evidence put forth by the more serious
researchers. The fact that most of the criticism of the
psychical research has been irrelevant and unfair, however,
does not necessarily mean that the psychical researchers
have a convincing case.
Indeed, the message that we get from Sidgwick, James,
Flew, and Jahn is that the evidential base for psychic claims
"is very shaky at best. At most, these scholars, after carefully
weighing all the evidence available to them, are claiming
only that they cannot help feeling that, despite the incon-
sistencies and nonlawfulness of the data, that "there must
be something there."
As will be discussed later in this paper, both the critics
and the proponents subscribe to what I refer to as the False
Dichotomy, When a scientist or scholar, after investigating
possible psychic phenomena, concludes that the phenom-
ena are real, the assumption is that either his conclusion is
Justified or he is delinquent in some serious way-being
either incompetent or subject to some pathology. When
the critic denies that the claim is justified, the proponent
feels that his integrity or competence is being challenged.
And the critic, sharing in this assumption, feels that he must
show that the claimant is incompetent, gullible, or deficient
in some serious way [4].
I consider this a False Dichotomy because competent and
honest investigators can make serious judgmental errors
when investigating new phenomena. Competence and ax-
pertise in any given field of endeavor is bounded. Cognitive
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psychologists, historians of science, and sociologists of
knowledge have been gathering dats which demonstrate
how thinking is guided by conceptual frameworks and
paradigms within which the thinker operates. Successful
scientific thinking, for example, is not successful because it
operates according to abstract, formal rules of evidence.
Rather, it succeeds because the thinker is guided by the
often implicit rules and procedures inherent within the
specific content and practices of the narrow field of special-
Ization within which the problem is being pursued. These
"heuristics" or guidelines for successful thinking are not
foolproof and under changed circumstances they can trap
the thinker into erroneous convictions. In other words,
competence in a given scholarly or scientific discipline and
high Intelligence are no barriers to becoming trapped into
asserting and defending erroneous positions.
In this paper, I agree with Sidgwick, James, Flew, and
jahn in the most general sense that "something" is indeed
going on, However, I do not see any need to assume that
this "something" has anything to do with the paranormal.
I think we should not lightly dismiss the fact that for 130
years some of our best scholars and scientists have seriously
carried out psychical research and have become convinced
that they have demonstrated the existence of a "psychic
force" or a supernatural realm occupied by Intelligent and
superior beings. As far as I can tell, these proponents were
competent scholars, sane, and highly intelligent. They made
every apparent effort to employ what they believed to be
objective and scientific standards in observing, recording,
and reporting their findings.
Yet, as I will argue, contrary to Jahn's assessment, the
total accumulation of 130 year's worth of psychical investi-
gation has not produced any consistent evidence for
paranormality that can withstand acceptable scientific
scrutiny. What should be interesting for the scientific estab-
lishment is not that there is a case to be made for psychic
phenomena, but rather that the majority of scientists who
decided to seriously Investigate believed that they had
made such a case. How can it be that so many outstanding
scientists, including several Nobel Prize winners, have con-
vinced themselves that they have obtained solid, scientific
evidence for paranormal phenomenal
If they are wrong, what has made them wrong? Does this
suggest weaknesses or limitations of scientific method and
training? And if these investigators have not actually en-
countered psychic phenomena, what is it that they have
discovered?
I am not sure that I can provide satisfactory answers to
these questions. But I believe that it will help to look at
some selected cases in which investigators believed that
they had obtained adequate scientific evidence for the
reality of psychic phenomena. I will start at the beginning
by describing the sort of evidence that convinced the first
scientists who took psychical claims seriously. Even some
contemporary parapsychologists believe these early scien-
lists may have been wrong, but their cases are still worth
examining because in them we will find many of the same
issues and problems that characterize contemporary para-
psychological research. These early psychic investigators
tested spiritualistic mediums who were noted for their
ability to produce powerful psychic phenomena such as
levitations, materializations, and other physical feats.
Psychic al research became transformed into what is now
called parapsychologe when the focus shifted, after the first
half century of investigation, to the study of extrasensory
perception and psychokinesis in ordinary individuals by
means of standardized testing materials and procedures. I
will examine what was, at the time, considered to be the
most rigorous and successful application of this form of
parapsychological research-the now notorious investiga-
tions by Soal on Shackleton and Mrs. Stewart. Again, the
purpose is not to beat a dead horse but to abstract out
principles and issues that still haunt contemporary para-
psychology.
The card-guessing experiments begun by Rhine in the
1930s established the paradigm which dominated para-
' psychology for the next 40 years. New technology and
interest in altered states resulted in departures from Rhine's
paradigm beginning about 1970. Experiments with Random
Event Generators, Remote Viewing, and the Ganzfeld tech-
nique have been the strongest contenders for providing
parapsychology with its long-sought-for repeatable experi-
ment. I will argue that a fair and objective assessment of
this latest work strongly suggests that, like Its predecessors,
it still does not stand up to critical scrutiny.
.SCIENTISTS AND PSYCHICS
The first major scientist to test experimentally a psychic
claim was Michael Faraday in 1853. As will be described in
more detail in the next section, Faraday concluded that the
phenomena he had investigated, table-turning, had a nor-
mal explanation, Robert Hare, a major American chemist, at
first agreed with Faraday's conclusion. But, then, after per-
sonal investigations of his own, changed his mind, and
openly supported the claims of spiritualistic mediums. A
decade-later, Alfred Russel Wallace, the cofounder with
Darwin of the theory of evolution by natural selection, and
Sir William Crookes, the discoverer of thallium, astounded
their scientific colleagues by openly endorsing paranormal
claims. Wallace and Crookes, as, had Hare, believed that
their own inquiries had established scientific proof to sup-
port their paranormal claims.
Hare, Wallace, and Crookes were the first of a continual
succession of eminent scientists who have endorsed
paranormal claims as a result of their experimental tests of
alleged psychics. These scientists have established a tradi-
tion which has played a major role in the development of
psychical research. The first half-century of psychical re-
search consisted mainly of testing paranormal claims within
this tradition. Beginning in the 1930% a second approach,
experimental investigations according to standard protocols
and using unselected subjects, became the dominant ap-
proach under the name of parapsychology. Today para-
psychology Includes both approaches.
In the first half of the present paper, I will focus on the
first approach. The research of Sir William Crookes will be
used as an example of this approach. in the second half of
the paper, I will deal with the second approach. Again, I
will use the research of a single investigator to bring out the
more general issues and problems with the field of para-
psychology. In both parts of the paper I will also briefly
mention other investigators and lines of research which
also bring out the same themes illustrated by the more
detailed examples. finally, I will briefly look at the contem-
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porary situation in parapsychology to argue that the con-
cerns and difficulties that haunted the carlier investigations
still persist.
TABLE-TURNING AND PSYCHICAL RESEARCH
Modern spiritualism began when unaccountable raps
were heard in the presence of two teenage girls, Margaret
and Kate Fox, in 1848. By using a code, the girls' mother
was able to converse with the raps and concluded that they
originated from the spirit of a peddler who had been
murdered in the very house in which the Fox family then
lived. Word of this miraculous communication spread
quickly and soon a variety of means for communicating
with the unseen spirits via "the spiritual telegraph" were
developed in the United States and then spread to Europe.
The individuals through whom the spirits produced their
phenomena and communicated with mortals were called
mediums. The mediums, at first, displayed phenomena such
as rapping sounds, movements of tables and objects, play-
ing of musical instruments by unseen agencies, and the oc-
currence of strange lights in the dark, Later, more elaborate
phenomena were produced such as the levitation of ob-
jects or the medium; the disappearance or appearance of
objects; the materialization of hands, faces, or even of
complete spirit forms; spirit paintings and photographs; and
written communications from the spirit world [5], [6].
By the early 1850s, table-turning (also called table-tilting
or table-rapping) had become the rage both in the United
States and in Europe. A group of Individuals, usually called
"sitters," would arrange themselves around a table with
their hands resting flat upon the table-top. After an ex-
tended period of waiting a rap would be heard or the table
would tilt up on one leg. Sometimes the table would sway
and begin moving about the room, dragging the sitters
along. On some occasions, sitters would claim that the
table actually levitated off the floor under the conditions in
which all hands were above the table. Reports even cir-
culated that sometimes the table levitated when no hands
were touching it. Table-turning was especially popular be-
cause it could occur with or without the presence of an
acknowledged medium. Any group of Individuals could get
together and attempt to produce the phenomenon in the
privacy of their own living room.
Table-turning plays an important role in the history of
psychical research because it was what first attracted the
attention of serious scientists to alleged paranormal phe-
nomena [6], The phenomenon had become so widespread
in England by the summer of 1853 that several scientists
decided to look into it. Although the prevailing explanation
for the table's movements favored the agency of spirits,
other explanations at the time were electricity, magnetism,
"attraction," Reichenbach's Odyllic Force, and the rotation
of the earth, Electricity, which in the public mind was then
considered to be an occult and mystical force, was espe-
cially popular. Indeed, many spiritualists probably thought
that the spirits operated by electricity.
In June 1853, a committee of four medical men held
seances to investigate table-turning. They found that the
table did not move at all when the sitters' attention was
diverted and they had not formed common expectations
about how the table should move. In another condition
they found that the table would not move if half the sitters
expected it to move to the right and the other half expected
it to move to the left. "But when expectation was allowed
Irno play, and especially if the direction of the probable
movement was indicated beforehand, the table began to
rotate after a few minutes, although no one of the sitters
was conscious of exercising any effort at all. The conclusion
formed was that the motion was due to muscular action,
mostly exercised unconsciously" [6]. Other investigators
came to similar conclusions.
But, by far, the most publicized and influential Investiga-
tion was that by England's most renowned scientist, the
physicist Michael Faraday. Faraday obtained subjects who
were "very honorable" and who were also "successful
table-movers" [7]. Faraday found that he could obtain
movements of the table in a given direction with just one
subject sitting at his table in the laboratory. His first tests
were designed to eliminated as explanations well-known
forces such as magnetism and electricity. He demonstrated
that substances such as sand-paper, millboard, glue, glass,
moist clay, tinfoil, cardboard, vulcanized rubber, and wood
did not interfere with the table-turning. He could find no
traces of electrical or magnetic effects. "No form of experi-
ment or mode of observation that I could devise gave me
the slightest indication of any peculiar force. No attractions,
or repulsion, ... nor anything which could be referred to
other than the mere mechanical pressure exerted inad-
vertently by the turner."
Although Faraday suspected that the sitter was uncon-
sciously pushing the table in the desired direction, the sitter
adamantly insisted that he was not the agency but, instead,
was pulled in the expected direction by some force within
the table. Faraday created some ingenious arrangements to
see if the sitter's claim was true. He placed four or five
pieces of slippery cardboard, one over the other, on the
table top, The pieces were attached to one another by little
pellets of a soft cement. The lowest piece was attached to a
piece of sandpaper which rested on the table top. The
edges of the sheets overlapped slightly, and on the under
surface, Faraday drew a pencil line to indicate the position.
The table-turner then placed his hands upon the upper card
and waited for the table to move in the previously agreed
upon direction (to the left). Faraday then examined the
packet. It was easy to see by displacement of the parts of
the line, that the hand had moved further than the table.
and that the latter had lagged behind ;- that the hand, in
fact had pushed the upper card to the left and that the
under cards and the table had followed and been dragged
by it" [7].
In another arrangement, Faraday fixed an indicator to two
boards on the table top such that if the sitter was pulled by
the table the indicator would slope to the right, but if the
sitter pushed the table, the indicator would slope to the
left. The table moved as before as long as the sitter could
not see the indicator. But as soon as the sitter was able to
watch the indicator, which gave him immediate feedback
when his hands pushed in the expected direction, all move-
ments of the table ceased. "But the most valuable effect of
this test-apparatus ... is the corrective power it possesses
over the mind of the table-turner, As soon as the index is
placed before the most earnest, and they perceive-as in
my presence they have always done-that it tells truly
whether they are pressing downwards only or obliquely;
then all effects of table-turning cease, even though the
parties persevere, earnestly desiring motion, till they be-
come weary and worn out. No prompting or checking of
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the hands Is needed-the power is gone; and this only
because the parties are made conscious of what they are
really doing mechanically, and so are unable unwittingly to
decalve themselves" [7].
Faraday's investigation convinced several scientists that
table-turning was the result of self-deception resulting from
unconscious motor movements guided by expectation. His
report is even credited with dampening the enthusiasm, for
a few years, for spiritualism in England [6]. But several
spiritualists and table-turners were not convinced by
Faraday's arguments. And this brings up another issue that
invariably accompanies the controversy over paranormal
claims. Whenever a skeptic demonstrates how an alleged
psychic phenomenon can be duplicated by mundane means,
the claimant usually responds,."It's not the same thing!"
To many spiritualists and those who had witnessed
table-turning, Faraday's explanation appeared hopelessly in-
adequate. Professional mediums, for example, while sitting
at the table could provide meaningful answers by means of
table-rapping to questions that sitters put to their assumed
spirit communicators. In addition, the table often moved in
a variety of ways which seemingly could not be explained
by simple muscular pressure applied by the sitters. For
example, the table often levitated above the floor with all
the sitters' hands resting on the top surface. And some ..
reports claimed that the table moved and levitated when
no human was in contact with it.
Faraday's explanation dealt with only one important cause
of the table-turning. He did not attempt to account for the
various ways In which the table could be moved and
levitated by trickery. Nor did he deal with the problem of
the notorious unreliability of eyewitness testimony. Nor did
he and his fellow skeptics realize that an abstract, even if
correct, explanation of table-turning was Impotent when
matched against the personal and powerfully emotional
experience of a sitter who has been converted during an
actual table-turning session. These same limitations on any
attempt to "explain away" an alleged paranormal event by
a mundane account continue to provide loopholes whereby
the proponent can maintain the reality of a paranormal
claim.
Two striking illustrations of the power of the experience
that "It is not the same thing," can be found in the
conversions to spiritualism of the next two major scientists
to investigate psychic phenomena. Both Robert Hare and
Alfred Russel Wallace were familiar with Faraday's research
and explanation when they first investigated spiritualistic
phenomena by means of table-turning. And both were
immediated convinced that their personal experiences could
not be accounted for by Faraday's theory. In these in-
stances, the forewarning, rather than serving to forearm,
actually disarmed. And this, too, is a recurring theme in the
history of psychical research.
SIR WILLIAM CROOKES
Faraday, the first major scientist to seriously investigate
spiritualistic phenomena, concluded that self-deception was
sufficient to explain what he observed. As a result, he
remained skeptical and critical of all further claims of
paranormal phenomena. Faraday's scientific colleagues were
obviously grateful for his investigation and conclusions. But
within the next two decades three other major scientists
also investigated paranormal claims and concluded, con-
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trary to Faraday, that they had witnessed truly paranormal
phenomena.
Robert Hare, the eminent American chemist, began his
inquiry into spiritualistic phenomena in 1853 immediately
after Faraday's investigation. Alfred Russel Wallace, the
cofounder with Darwin of the theory of evolution by natu-
ral selection, initiated his investigations in 1865. And Sir
William Crookes, the discoverer of thallium, began his
Investigations in 1869. All three had already achieved repu-
tations as outstanding scientists before they surprised their
scientific colleagues with their assertions of having wit-
nessed psychic phenomena, Their colleagues were dis-
turbed and puzzled by such assertions from obviously com-
petent scientists. Their reactions, unfortunately, were not
always rational and tended to make a confusing situation
worse.
I believe it is Important to try to understand how these
otherwise competent scientists became convinced that they
had acquired evidence sufficient to justify the belief in
paranormal phenomena. The investigations of these scien-
tists can be credited with the initiation of psychical re-
search as a field with scientific aspirations. And many of the
same issues of scientific justification of claims for the
paranormal that we find in their work are still with us
today.
Robert Hare was Professor Emeritus of Chemistry at the
University of Pennsylvania and 72 years of age when cir-
cumstances conspired to launch him on a new career as a
psychic investigator in 1853 [8]. Hare, the author of more
than 150 scientific papers, had invented the oxy-hydrogen
blowpipe which was the predecessor of today's welding
torches [9]. According to Asimov, Hare was "one of the few
strictly American products who in those days could be
considered within hailing distance of the great European
chemists" [10].
Both Hare and his critics took it for granted that a
competent scientist could carry out observations and ex-
periments on a variety of phenomena and, as a result, come
to trustworthy and sound conclusions. Until he announced
his conversion to the spiritualistic hypothesis, Hare's col-
leagues did not doubt his competence as an observer and
experimenter. When he announced that he had not only
experimentally verified paranormal phenomena, but had
been communicating with the spirits of his departed rela-
tives and also with George Washington, John Quincy
Adams, Henry Clay, Benjamin Franklin, Byron, and Isaac
Newton, this placed his Incredulous colleagues in a
quandary [8],
For half a century, the scientific world had accepted
Hare's scientific papers and conclusions with respect and
admiration, His scientific accomplishments were widely re-
cognized and honored. But now this respected fellow sci-
entist, by using apparently the same observational and
experimental skills that had earned him his renown, was
claiming to have demonstrated the reality of phenomena
that scientists felt were just too preposterous to be true.
Instead of examining Hare's arguments and evidence, his
colleagues reacted emotionally and rejected his conclu-
sions out of hand. Furthermore, they treated him as a traitor
to the scientific enterprise and refused to allow him to
present his case in the regular scientific forum.
From Hare's perspective this reaction was both unfair and
unscientific. His arguments were being rejected without
even being given a hearing. In his last few years he turned
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away from his scientific colleagues and confined his social
interactions entirely to his spiritualistic associates. From the
perspective of the scientific establishment, Hare had sud-
denly gane insane or had suffered some other form of
pathology. Here we see the False Dichotomy in action. And
this same False Dichotomy will be found throughout the
story of psychical research right up to the present.
Alfred Russel Wallace's conversion to spiritualism began
In the same way that Hare's did-sitting at an animated
table during a seance. Wallace's experience, just as Hare's
did, convinced him that Faraday's explanation of the table's
antics would not do. Unlike Hare, however, Wallace was
not 72 and at the end of his career. Instead he was 42 years
old and in the middle of a long and productive career. It
had only been seven years earlier that Wallace had inde-
pendently conceived the theory of evolution by natural
selection, the very same theory that Darwin had been
secretly working on for many years [11]-[13].
Critics have found it easy to dismiss the psychical evi-
dence of Hare on the basis of old age and of Wallace on
the assertion that, while he was a great naturalist and
observer, he was not an experimenter [11]. Neither criticism
can be applied, however, to William Crookes, who was the
next great scientist to Investigate and endorse the reality of
paranormal phenomena. Crookes was generally acknowl-
edged, even by many who opposed his psychic beliefs, as
one of the preeminent chemists and physicists of his day.
Crookes -- the discoverer of thallium, Inventor of the radi-
ometer, developer of the Crookes tube, pioneer investigator
of radiation effects, and a contributor to photography and
other fields-was elected a fellow of the Royal Society at
age 31, was later knighted, and received just about every
honor available to a scientist of his time.
When Crookes began attending seances with Mrs.
Marshall (the same medium who helped convert Wallace)
and J. J. Morse in 1869, he was 37 years of age. He had been
very upset by the death of his youngest brother and ap-
parentiy believed he had received spirit communications
from him through the services of these mediums. In July
1870 Crookes announced his intention to conduct a scien-
tific inquiry into spiritualistic phenomena. He wrote, "I
prefer to enter upon the Inquiry with no preconceived
notions whatever as to what can or cannot be, but with all
my senses alert and ready to convey information to the
brain; believing, as i do, that we have by no means ex-
hausted all human knowledge or fathomed the depths of
all physical forces" [15].
..
Although most of the scientific community assumed that
Crookes was undertaking the investigation as a skeptic, his
biographer wrote, "But it is certain, at all events, that when
In July 1870 Crookes, at the request, it is said of a London
daily paper, announced his intention of 'Investigating spiri-
tualism, so-called,' he was already much inclined towards
spiritualism. What he really intended to do was to furnish,
If possible, a rigid scientific proof of the objectivity and
genuineness of the 'physical phenomena of spiritualism,' so
as to convert the scientific world at large and open a new
era of human advancement" [16].
Crookes packed almost all his research into psychical
phenomena into the four-year period 1870 -- 1874 [17]. When
he failed to sway his scientific colleagues-and as a result
of bitter attacks by his critics, Crookes quietly dropped this
work and devoted his scientific efforts from 1875 onwards
to more mainstream subjects. But he never gave up his
beliefs and he never severed his ties with the field. In his
final years, he began attending seances again and believed,
near the end, that he had finally found proof of survival
when he obtained a spirit photograph of his dead wife [15].
By today's standards, the investigations that come closest
to being "scientific" were those that Crookes carried out
with the celebrated medium Daniel Dunglas Home. Home
is probably the most colorful and enigmatic psychic in the
· history of spiritualism [6], [9] In one session, which took
place at Crooke's home on May 31, 1871, Home held an
accordian (which had just been purchased by Crookes for
this occasion) by one end so that the end with the keys
hung down towards the floor. The accordian was placed in
a special cage under the table which just allowed Home's .
hand to be inserted to hold the accordlan. Home's other
hand was visible above the table. The individuals sitting on
either side of Home could see his hand as well as the
accordian In the wire cage. "Very soon the accordian was
seen by those on each side to be moving about in a
somewhat curious manner, but no sound was heard ... "
After putting the accordian down, Home picked it up again.
This time several notes were heard. Crookes' assistant
crawled under the table and said that he saw the accordian
expanding and contracting, but Home's hand was quite still
[15].
At the same session Crookes reported an experiment that
he regarded as even "more striking, if possible, than the
one with the accordian." A mahogany board, 3 ft long, with
one end resting on a table and other end supported by a
spring balance, was in a horizontal position. Home, while
"sitting in a low easy-chair" placed the tips of his fingers
lightly on the extreme end of the board which was resting
on the table. "Almost Immediately the pointer of the bal-
ance was seen to descend. After a few seconds it rose
again, This movement was repeated several times, as if by
successive waves of the Psychic Force. The end of the
board was observed to oscillate slowly up and down during
the experiment" [15].
To see if were possible to produce an effect on the spring
balance by ordinary pressure, Crookes stood on the table
and pressed one foot on the end of the board where Home
had placed his fingers. By using the entire weight of his
body (140 lb), Crookes was able to get the index to register
at most 2 lb. Home had apparently achieved a maximum
displacement of 6 lb.
Because of such results Crookes concluded that, "These
experiments appear conclusively to establish the existence
of a new force, in some unknown manner connected with
the human organisation which for convenience may be
called the Psychic Force" [15]. The skeptics were not con-
vinced. They raised a variety of objections to the experi-
ment measuring the movement of the board. Crookes
thought some of the criticisms were unfair and irrelevant.
But others he felt were reasonable and could be answered.
He repeated the experiment with additional controls. To
avoid direct contact with the board, he altered the appara-
tus slightly in a manner that had previously been used by
Robert Hare in some of his experiments. A bowl of water
was placed on the end of the board not supported by the
spring scale, Inside the bowl of water was lowered a "hemi-
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spherical copper vessel perforated with several holes at the
bottom." The copper vessel was suspended from a large
iron stand which was separate from the rest of the appara-
tus. Home placed his fingers lightly in the water in the
copper bowl. Presumably, this prevented him from having
direct contact with the board. Yet, under these conditions
Home managed to cause the other end of the board to
sway up and down.
Finally, Home was removed a few feet away from the
apparatus and his hands and legs were held. Even under
these conditions, Crookes was able to record movements of
the board, although the displacement was less the farther
Home was from the apparatus. In further answer to critics,
Crookes describes similar experiments carried out success-
fully by other researchers including Robert Hare. Crookes
also got similar results using a lady who was not a profes-
sional medium in place of Home.
This series of experiments is by far the most impressive,
from a scientific viewpoint, of any that Crookes conducted.
Indeed, so far as I can tell, although these were among the
very first serious attempts by a scientist to test a psychic,
they have not been exceeded in degree of documentation
and experimental sophistication during the subsequent 114
years. This is despite the fact that following Crookes' exam-
ple, eminent scientists during almost every decade since .
Crookes' experiments have conducted tests of famous psy-
chics.
The comments in the preceding paragraph should not be
taken as an endorsement of Crookes' results. His experi-
ments on the "Psychic Force" are superior relative to what
has 'been reported by other scientists, including contem-
porary ones, In their tests of psychic superstars. On an
absolute scale of judgment the experiments still leave much
to be desired. A major problem is documentation. Crookes
omits many detalls which, from today's perspective at least,
seem important In assessing what might have taken place.
Responding to the accusation that his witnesses were not
reliable, Crookes wrote, "Accustomed as I am to have my
word believed without witnesses, this is an argument which
I cannot condescend to answer. All who know me and read
my articles will, i hope, take it for granted that the facts I
lay before them are correct, and that the experiments were
honestly performed, with the single object of eliciting the
truth" [15].
Here Crookes raises an important issue. When he re-
ported finding a green line in a spectrum where one had
never been reported, and followed this up with various
analyses and controls to support the assertion that he must
have discovered a new element (thallium), his scientific
colleagues did not insist that he import skeptical witnesses,
nor did they question his observations. The reported ob-
servation was made by using standard apparatus and re-
cording procedures. The necessary controls and possibilities
of error in such a context were well-known to workers in
the field and it could be safely assumed that any trained
chemist in this situation would behave according to both
implicit and explicit rules.
But Crookes and his critics seriously err when they as-
sume that similar confidence and trust can be placed in
observations made in a field outside the investigator's train-
ing and one In which no standardization exists for instru-
mentation, making observations, instituting controls, re-
cording the data, and reporting the results. The difficulties
" compounded further when the observations are made,
not of inanimate and reasonably passive materials, but of
events involving humans who have a capacity to anticipate
the experimenter's objectives and alter their behavior
accordingly.
I recently discovered that Podmore, back in 1902, antic-
ipated most of my reservations about Crookes' experiment
on the movements of the balance [6];
The experiment as it stands, even without the modifications
introduced later by Mr. Crookes in deference to his scien-
lific critics, seems, indeed, conclusive against the possibility
of Home's affecting the balance by any pressure on his end
of the board. But, tested by the canons laid down by Mr.
Crookes himself at the outset of his investigations, we shall
find the conditions of the experiment defective in one
Important particular. Mr. Crookes had shown that it is the
province of scientific investigation not merely to ascertain
the reality of the alleged movements and measure their
extent, but to establish their occurrence under conditions
which render fraud impossible. In the passage quoted on
page 183 it is Implicitly recognised that such conditions are
to be secured by eliminating the necessity for continuous
observation on the part of the investigator. The proof of the
thing done should depend upon something else than the
mere observation of the experimenters, however skilled.
Now in the experiment quoted these conditions were not
fulfilled. On the contrary, we are expressly told that all
present guarded Home's feet and hands. It is pertinant to
point out that a duty for which the whole company were
collectively responsible may well at times have been inter-
mitted. Moreover, Dr. Huggins and Mr. Crookes had to
watch the balance also, and Mr. Crookes had to take notes.
Again, the experiment described was not the first of the
kind; it occurred in the middle of a long series. It is indeed
stated that Home was not familiar with the apparatus em-
ployed. But as similar apparatus had been employed, prob-
ably at previous trials by Mr. Crookes himself, certainly by
earlier Investigators-amongst them Dr. Hare, with whose
published writings on Spiritualism we cannot assume Home
was unacquainted -- the statement carries little weight. Fur-
ther, a point of capital Importance, there had apparently
been many previous trials with various modifications of the
apparatus and many failures: in Mr. Crookes' own words,
"the experiments I have tried have been very numerous, but
owing to our Imperfect knowledge of the conditions which
favour or oppose the manifestations of this force, to the
apparently capricious manner in which it is exerted, and to
the fact that Mr. Home himself is subject to unaccountable
ebbs and flows of the force, it has but seldom happened
that a result obtained on one occasion could be subse-
quently confirmed and tested with apparatus specially con-
trived for the purpose."
The real significance of this statement is that Home-a
practised conjurer, as we are entitled to assume-was in a
position to dictate the conditions of the miperiment. By the
simple device of doing nothing when the conditions were
unfavourable. he could ensure that the light (gas in the
present instance) was such and so placed, the apparatus so
contrived, and the sitters so disposed, as to sult his purpose,
and that In the actual experiment the attention of the
Investigators would necessarily be concentrated on the
wrong points. Under such conditions, as ordinary experience
shows, and as the experiments described in the last chapter
have abundantly demonstrated, live untrained observers are
no match for one clever conjurer.
Podmore is referring, in the last sentence, to the dramatic
experiments on eye-witness testimony conducted by S. J.
Davey [18]. Davey had been converted to a belief in
spiritualistic phenomena by the slate-writing demonstra-
tions of the medium Henry Slade. Subsequently, Davey
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accidently discovered that Slade had employed trickery to
produce some of the phenomena. Davey practiced until he
falt he could accomplish all of Slade's feats by trickery and
misdirection. He then conducted his well-rehearsed seance
for several groups of sitters, including many who had wit-
nessed and testified to the reality of spiritualistic phenom-
ena. Immediately after each seance, Davey had the sitters
write out in detail all that they could remember having
happened during his seance. The findings were striking and
very disturbing to believers. None of the sitters had sus-
pected Davey of using trickery, Sitters consistently omitted
crucial details, added others, changed the order of events,
and otherwise supplied reports which would make it im-
possible for any reader to account for what was described
by normal means.
Podmore has much more to say about this experiment.
His reference to "untrained" observers is not meant to
question Crookes' scientific competence. "But his previous
training did not necessarily render him better qualified to
deal with problems differing widely from those presented
in the laboratory. To put It bluntly, if Home was a conjurer,
Mr. Crookes was probably in no better position for detect-
ing the sleight-of-hand than any other man his equal in
intelligence and native acuteness of sense. Possibly even in
a worse position; for it may be argued that his previous
training would prepare the way for Home's efforts to con-
centrate attention on the mechanical apparatus, and thus
divert it from the seemingly irrelevant movements by which
it may be conjectured the conjure's end was attained."
Finally, Podmore points out ways in which the report is
incomplete. He then speculates about. one possible way
Home might have tricked Crookes. He describes a scenario
in which Home could have employed a thread which he
attached to the apparatus, probably the hook of the scale.
Some further points could be mentioned such as the fact
that Crooke's unpublished notes suggest that the experi-
ment was much more informal and involved many more
distractions than the published version indicates [15].
Crookes held many seances not only with Home but with
almost every major spiritualistic medium who was in En-
gland during the years 1869 through 1875. He reported
having observed a variety of phenomena which he argued
could not have been produced by normal means: move-
ment of heavy bodies with contact but without mechanical
exertion; raps and other sounds; the alteration of weights of
bodies; movements of heavy substances at a distance from
the medium; the rising of tables and chairs off the ground,
without contact of any person; the levitation of human
beings; the appearance of hands, either self-luminous or
visible by ordinary light; direct writing: and phantom forms
and faces [18]. His documentation for such phenomena,
however, falls far short of what he has supplied us for the
movements of the balance.
As was the case with Hare and Wallace, Crookes was
bitterly attacked for his views. The eminent physiologist,
William Carpenter, lead the opposition. Carpenter openly
questioned Crookes' competence as a scientist, wrongly
stated that Crookes' election to the Royal Society had been
questionable, and made several other unwarranted insults
[16], [17]. Like Wallace, Crookes tried to get his scientific
colleagues and critics to witness his experiments with Home
and other psychics. But none of them accepted his invita-
tions.
DIFFICULTIES IN TESTING ALLECEO PSYCHICS
Hare, Wallace, and Crookes were the first of many ami-
nont scientists who have investigated and endorsed psy-
chics. Their work inspired many later scientists to also take
time away from their regular scientific activities to investi-
gate the paranormal claims of mediums or self-professed
psychics [4], [19]-[29]. Yet, I suspect that many parapsychol-
ogists will object to using the work of these psychic investi-
gators as part of a general evaluation and critique of para-
psychology. The objection would be based on two
arguments.
Today, most parapsychologists would not include the
reports of Hare, Wallace, and Crookes in their case for the
reality of psi (the current term to refer to extrasensory
perception and psychokinesis). And, secondly, even the
reports by more recent scientists on psychics do not form
part of the primary database of parapsychology, Instead,
today's parapsychologists want to base their argument on
evidence emerging from laboratory experiments with un-
selected subjects and which use standardized tasks.
However, 1 believe there are good reasons for focussing
on these early investigators:
1) At the time they were reported, these investigations
were considered to be the strongest evidence for the
paranormal. From 1850 to 1866 Hare's research constituted
practically the entire "scientific" case upon which propo-
nents could base their claims. From 1870 until the founding
of the Society of Psychical Research in 1882, it was the work
of Crookes and Wallace that proponents put forth as the
best scientific justification for their paranormal claims.
2) The psychical research of these three eminent scien-
tists served as the model for all later investigations of
psychics by scientists. Although sometimes the latest tech-
nological developments are brought into the investigations,
no change in approach or Improvements in methodology
for such Investigations has occurred during the 130 years
since Hare first reported his findings [23]. In terms of
adequacy of documentation, for example, it is difficult to
find any improvement over Crookes' reports on his experi-
ments with Home in the subsequent accounts by such
psychic investigators as Richet, Barrett, Lodge, Lombroso,
Zoellner, Eisenbud, Targ, Puthoff, Hasted, and the many
others.
3) The work of this early trio served as an important
impetus for the subsequent founding of the Society for
Psychical Research in 1882. In his presidential address to the
first general meeting of The Society for Psychical Research
on July 17, 1882, Henry Sidgwick went out of his way to
acknowledge the Importance and evidential value of the
work of these pioneer researchers [30]:
I say that important evidence has been accumulated; and
here I should like to answer a criticism that I have privately
heard which tends to place the work of our Society in a
rather invidious aspect. It is supposed that we throw aside
en bloc the results of previous Inquiries as untrustworthy.
and arrogate to ourselves a superior knowledge of scientific
method or intrinsically greater trustworthiness - that we
hope to he believed, whatever conclusions we may come to.
by the scientific world, though previous inquirers have been
uniformly distrusted. Certainly I am conscious of making no
assumption of this kind. I do not presume to suppose that I
would produce evidence better in quality than much that has
boon laid before the world by writers of indubitable scion-
tific repute-men like Mr. Crookes, Mr. Wallace, and the
late Professor de Morgan, But it is clear that from what I
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have defined as the aim of the Society, however good some
of its evidence may be In quality, we require a great deal
mote of a I do not dispute, .it is not now time to depele
. with any individual who holds that reasonable persons.
who have looked carefully into the evidence that has been
so far obtamed, ought to be convinced by that evidence; but
the educated world, including many who have given much
time and thought to this subject, are not yet convinced, and
therefore we want more evidence.
Sidgwick makes it clear that he and the other founders of
the Society for Psychical Research consider the findings of
Wallace and Crookes as scientifically sound. Sidgwick has
no doubt that Wallace's and Crookes' reports should con-
vince reasonable members of the scientific community. But
he pragmatically makes the distinction between what should
and what will convince the critics. "What I mean by suf-
ficient evidence is evidence that will convince the scientific
world, and for that we obviously require a good deal more
than we have so far obtained" (30). In other words,
Sidgwick does not aspire to improve the quality of the
preceding scientific Investigators. Rather he wants to acquire
more of the same quality.
4) The investigations of these original psychical research-
ers bring out many of the same issues of evidence,
testimony, and proof that still characterize current con-
troversies in parapsychology. Unfortunately, not much in
the way of further clarification or resolution of these issues"
has occurred since their efforts first stimulated the debate. I
have already mentioned some of these issues In my discus-
sions of the individual cases.
. -
Many of the issues involve the problem of competency.
To what extent, for example, does competency in one
branch of inquiry transfer, If at all, to a different branch?
Can a scientist, no matter how competent and well-inten-
tioned, initiate an inquiry into a previously unstructured
and unstandardized area and single-handedly produce re-
sults which bear the same scientific status as the results he
has produced in his original area of expertise? Elsewhere, 1
have given by reasons for answering this question in the
negative [23].
One Important issue is perhaps worth bringing up at this
point. The scientists who have defended the trustworthi-
ness of their psychical research have typically insisted that
the observations and evidence of their reports of psychic
happenings do not differ in quality from that which char-
acterizes their more orthodox investigations.
Yet, at the same time, these same investigators acknowl-
edge an important difference between their inquiries into
physics and biology and their investigations of psychics.
Hare, Wallace, and Crookes, as well as the later psychical
researchers insisted that the psychics being tested must be
treated with proper respect and concern for their feelings. If
the investigator is overly skeptical or otherwise betrays
distrust of the alleged psychic this could adversely affect
the paranormal performance. Thus these scientists try to
convey the impression that they conduct their tests using
every precaution against fraud and deception, but at the
same time making sure not to take any step or include any
condition that meets with the disapproval of the alleged
psychic. Skeptics such as myself, who have both experience
in conducting experiments with humans and have been
trained in conjuring, believe this is an impossible task, The
twin goals of preventing trickery on the part of the alleged
psychic and of ensuring that this same person will be sat-
istied with all the experimental arrangements are mutually?
uk compatible.
But & ientists who have testified to the paranormal powers
of their subjects confidently insist they have simultaneously
achieved both goals. A contemporary version of this theme
has been eloquently put forth by a group of scientists,
including two of England's outstanding physicists, in de-
scribing their experiments on the psychokinetic powers of
Uri Geller [31]:
We have come to realize that in certain ways the traditional
Ideal of the completely impersonal approach of the natural
sciences to experimentation will not be adequate in this
domain, Rather, there is a personal aspect that has to be
taken into account in a way that is somewhat similar to that
needed In the disciplines of psychology and medicine, This
does not mean, of course, that is not possible to establish
facts on which we can count securely. Rather, It means that
we have to be sensitive and observant, to discover what is a
right approach, which will properly allow for the subjective
element and yet permit us to draw reliable inferences. One
of the first things that reveals itself as one observes is that
psychokinetic phenomena cannot in general be produced
unless all who participate are in a relaxed state. A feeling of
tension, fear, or hostility on the part of any of those present
generally communicates itself to the whole group. The en.
tire process goes most easily when all those present actively
want things to work well. In addition, matters seem to be
greatly facilitated when the experimental arrangement is
aesthetically or imaginatively appealing to the person with
apparent psychokinetic powers.
We have found also that it is generally difficult to produce a
predetermined set of phenomena. Although this may some-
times be done, what happens is often surprising and unex.
pected. We have observed that the attempt to concentrate
strongly in order to obtain a desired result (e.g., the bending
of a piece of metal) tends to interfere with the relaxed state
of mind needed to produce such phenomena ... . Indeed,
we have sometimes found it useful at this stage to talk of, or
think about, something not closely related to what is hap-
pening, so as to decrease the tendency to excessive
conscious concentration on the intended aim of the
experiment ....
In the study of psychokinetic phenomena, such conditions
are much more important than in the natural sciences,
because the person who produces, these phenomena is not
an instrument or a machine, Any attempt to treat him as
such will almost certainly lead to failure. Rather, he must be
considered to be one of the group, actively cooperating in
the experiment, and not a "subject" whose behavior is to be
observed "from the outside" in as cold and impersonal
manner as possible ... .
In such research an attitude of mutual trust and confidence
is needed; we should not treat the person with psycho.
kinetic powers as an "object" to be observed with suspi-
cion. Instead, as indicated earlier, we have to look on him as
one who is working with us. Consider how difficult it would
be to do a physical experiment if each person were con-
stantly watching his colleagues to be sure that they did not
trick him. How, then, are we to avoid the possibility of
being tricked? It should be possible to design experimental
arrangements that are beyond any reasonable possibility of
trickery, and that magicians will generally acknowledge to
be so. In the first stages of our work we did, in fact, present
Mr. Goller with several such arrangements, but these proved
to be aesthetically unappealing to him. from our earty
failures, we learned that Mr. Geller worked best when
presented with many possible objects, all together on a
metal surface; at least one of these objects might appeal to
him sufficiently to stimulate his energies ... .
Nevertheless, we realize that conditions such as we have
described in this paper are Just those in which a conjuring
trick may easily be carried out. We understand also that wir
are not conjuring experts, so if there should be an intention
to deceive, we may he as readily fooled as any person.
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Morcover, there has been a great deal of public criticism, in
which the possibility of such tricks has been strongly sug-
gestand. for this reason it has often been proposed that a
skilled magician should be prosent to help to see that there
will be no possibility of deception. It is in the nature of the
caso, however, that no such assurance can actually be given.
for a skilled magician is able to exploit each new situa-
tion as It arises in a different and generally unpredictable
way ... . In principle, we would welcome help of this kind
in decreasing the possibility of deception. It has been our
observation, however, that magicians are often hostile to the
whole purpose of this sort of Investigation, so they tend to
bring about an atmosphere of tension in which little or
nothing can be done. Indeed, even if some magicians who
were found who were not disposed in this way, it does not
follow that their testimony will convince those who are
hostile, since the latter can always suppose that new tricks
were involved, beyond the capacity of those particular ma-
giclans to see through them. Because of all of this, it seems
unlikely that significant progress towards clearing up this
particular question could be made by actually having ma-
gicians present at the sessions, though we have found it
useful to have their help in a consultative capacity ... . We
recognize that there is a genuine difficulty in obtaining an
adequate answer to criticisms concerning the possibility of
tricks, and that a certain healthy skepticism or doubt on the
part of the reader may be appropriate at this point ... .
However, we belleve that our approach can adequately
meet this situation,
These investigators close this discussion of the difficulties
of carrying out such research with an optimistic prognosis,
"We feel that if similar sessions continue to be held,
instances of this kind might accumulate, and there will be
no room for reasonable doubt that some new process is
involved here, which cannot be accounted for, or ex-
plained, in terms of the laws of physics at present known.
Indeed, we already feel that we have very nearly reached
this point." These hopeful words were written In 1975.
Neither they nor other scientists have yet managed to
present scientific evidence that Uri Geller or his many
imitators can bend metal paranormally. Although at least
one major physicist continues his investigations of para-
normal metal bending [20], a decade of research on Url
Geller by scientists who adhered to the advice of treating
the metal-bender as a respected colleague and catering to
his aesthetic sensibilities has only succeeded to demon-
strate that Geller can bend metal under conditions which
allow him to do it by cheating [21].
Hare, Wallace, and Crookes, as well as subsequent psy-
chic researchers, insisted they had guarded against the
possibility of trickery while, at the same time, acknowledg-
ing the necessity to treat their subjects in the special way
described by Hasted et al. Unfortunately, as Hasted et al.
concede, this special treatment increases the difficulties of
preventing deception. But, like their predecessors in psychi-
cal research, they express confidence that their scientific
skills can overcome the difficulty. In fact, the suggested
procedure gives the alleged psychic veto power over any
arrangement that impedes trickery and also supplies a ready
excuse for not producing phenomena when the dangers of
detection suddenly seem too high. The conditions which
the scientists report as ideal for the production of psychical
phenomena are just those that are also ideal for the produc-
tion of the same phenomena by trickery.
5) As already discussed, Hare, Wallace, and Crookes were
bitterly attacked by their skeptical scientific colleagues. And
the same sorts of attacks and defenses have characterized
subsequent cases. Both critics and defenders still implici :.
subscribe to the same False Dichotomy. And both the
critics and the defenders, in different ways, do not emerge
as rational, objective, scientific or otherwise admirable in
their exchanges. Worse, no lessons from the past seem to
have either been learned or carried over to the current
controversies, If the critical exchanges had been more con-
structive and rational at the time of Hare, Wallace, and
Crookes, today we might be closer to understanding whar
was really going on to make such eminent scientists pu'
forth such seemingly outrageous claims.
Hare, Wallace, and Crookes had no success in inducing
their critics to come and examine the evidence for them.
selves. It is possible that if Huxley and Carpenter had
accepted Wallace's invitation to attend at least six seances,
no phenomena would have taken place. On the other
hand, it would be useful to have the accounts of such
skeptical observers before us if, say, Miss Nichol did pro-
duce the flowers in their presence. And it certainly would
have helped if Carpenter and Stokes had accepted Crookes'
invitation to watch his experiments with Home and the
balance.
THE CREERY SISTERS
For its first 30 years, psychical research consisted of
individual and uncoordinated investigations by scholars or
scientists such as Hare, Wallace, and Crookes. During this
period some feeble and unsuccessful attempts were made
to form research societies and coordinate the research [32].
The first successful attempt to Institutionalize psychical
research was the founding of the Society for Psychical
Research in London in 1882. Four of the principal leaders of
this society-the philosopher Henry Sidgwick, the physicist
William Barrett, the literary scholar Edmund Gurney, and
the classicist Frederic Myers-had been encouraged, in
addition to their own investigations of telepathy and
mediums, by the research of such scientists as Wallace and
Crookes. The founders of the Society clearly believed that
they possessed solid scientific evidence for the reality of
thought-transference. At the first general meeting of the
Society in London on july 17, 1882, Henry Sidgwick ended
·his presidential address with the following words [30]:
We must drive the objector into the position of being forced
either to admit the phenomena as inexplicable, at least by
him, or to accuse the investigators either of lying or cheating
or a blindness or forgetfulness incompatible with any intel-
lectual condition except absolute idiocy. I am glad to say
that this result, in my opinion, has been satisfactorily at.
tained in the investigation of thought-reading. Professor
Barrett will now bring before you a report which I hope will
be only the first of a long series of similar reports which may
have reached the same point of conclusiveness.
Before looking at the experimental results whose "con-
clusiveness" Sidgwick believes Is beyond reasonable doubt,
I would like to call the reader's attention to the use of the
False Dichotomy in Sidgwick's strategy. The goal is to
report evidence that is so compelling that the critic either
has to admit that psychic phenomena have been demon-
strated or that the investigator is deliberately lying, afflicted
with a pathological condition, or incredibly incompetent.
Sidgwick does not allow for the possibility that an investi-
gator could be competent, honest, sane, and intelligent,
and still wrongly report what he believes to be "conclusive"
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evidence for the paranormal. Unfortunately, as seen in the
cases of Hate. Wallace, and Crookes and as typifins suc -
cording the cases, the critics, in responding to paranormal
claims, have implicitly accepted the False Dichotomy. When
confronted with paranormal claims by otherwise com-
petent investigators, many critics have taken the bait and
have tried to discredit the offending investigator by ques-
tioning his competence, insinuating fraud, or suggesting
pathology.
The "conclusive" evidence with which Sidgwick wanted
to confront the objector came from a series of experiments
on through-transference conducted by his colleagues Wil-
liam Barrett, Edmund Curney, and Frederic Myers [33]. The
investigators introduced this series as follows [33];
In the correspondence we have received there were two
cases which seemed, upon inquiry, to be free from any
prima facie objections, and apparently indicative of true
thought-reading. One of these cases is given in the Appen -.
dix ... but as we cannot from personal observation testify to
the conditions under which the trials were made, we simply
leave it aside. The other case was that of a family in
Derbyshire, with whom we have had the opportunity of
frequent and prolonged trials.'
Our informant was Mr. Creery, a clergyman of unblemished
character, and whose Integrity indeed has, it so happens,
been exceptionally tested. He has a family of five giris,
ranging now between the ages of ten and seventeen, all
thoroughly healthy, as free as possible from morbid or
hysterical symptoms, and in manner perfectly .simple and
childlike. The father stated that any one of these children
(except the youngest), as well as a young servant-girl who
had lived with the family for two years, was frequently able
to designate correctly, without contact or sign, a card or
other object fixed on in the child's absence. During the year
which has elapsed since we first heard of this family, seven
visits, mostly of several days' duration, have been paid to the
town where they live, by ourselves and several scientific
friends, and on these occasions daily experiments have been
made.
The preceding quotation was taken from the "First Re-
port on Thought-Reading" which was read at the first
meeting of the Society. Several more experiments were
conducted with the Creery sisters and the results included
In the second and third reports [34], [35]. Notice the empha-
sis placed upon Reverend Creery's "unblemished character"
and integrity. Within the Victorian society of Sidgwick and
his colleagues this emphasis on character had a special
significance. According to Nicol, many flaws in the investi-
gative reports of the Society were due to "a double stan-
dard of evidence."
The Society's double standard of evidence arose In the
following way. The Society's leaders were members of the
middle and upper middle strata of society. When faced with
the problem of estimating the value of evidence, they di-
vided the world inta two classes: (a) Members of their own
class (Ladies and Gentlemen in the Victorian sense) whom
they tended to treat trustingly; (b) Members of the lower
classes, whom for brevity we may call the Peasants! them
they treated with suspicion [36].
The experiments with the Creery sisters were all variants
of the popular Victorian pastime known as the "willing
game" [37].
1
The game admits of many variations, but is usually played
somewhat as follows. One of the party, generally a lady,
leaves the room, and the rest determine on something
which she is able to do on her return-as to take a flower
from some specified vase, or to strike some specified note
on the piano. She is then recalled, and one or more of the
willeis" place their hands lights on bay shoulders. Some
times nothing happens sometimes the strys vaguely about;
sometimes she moves to the right part of the room and does
the thing, or something like the thing, which she has been
willed to do. Nothing could at first sight look less like a
promising starting-point for a new branch of scientific in-
quiry.
Barrett, Gurney, and Myers go to great lengths to assure
their readers that they are aware of the many non-
paranormal ways in which information from the senders
can be communicated to the percipient. Subtle uncon-
scious pushes by the "willer," for example, can guide the
percipient to the correct place, And there is always the
possibility of secret codes being employed [33], [37]. Never-
theless, they relate incidents from their own experience
with the game which they believe cannot be handled by
such obvious explanations.
In their typical experimental procedure, one child would
be selected to leave the room. When she was out of the
room, the remaining participants would select a playing
card or write down a number or name. "On re-entering she
stood-sometimes turned by us with her face to the wall,
oftener with her eyes directed towards the ground, and
usually close to us and remote from her family-for a
period of silence varying from a few seconds to a minute,
till she called out to us some number, card, or whatever it
might be" [33]. Before leaving the room, the child was
always informed of the general category, such as playing
cards, from which the target item was to be chosen.
The authors obviously felt that their knowledge of the
various ways that inadvertent and deliberate signaling of
the percipient could occur somehow made them immune
from such errors. As an added precaution, however, they
conducted several trials either in which members of the
family were absent or in which only the experimenters
knew the chosen object (unfortunately they do not dis-
tinguish among trials on which only the experimenters
were informed of the target but the family was present and
trials on which only the experimenters were present). The
investigators claim that keeping the family uninformed did
not appreciably lower the proportion of above-chance cor-
rect guesses.
The results were quite striking. Looking only at the re-
sults' of those trials on which members of the Committee
alone knew the card or number selected, the investigators
summarize their findings as follows [35];
260 Experiments made with playing cards; the first responses
gave 1 quite right in 9 trials; whereas the responses, If pure
chance, would be ? quite right in 52 trials. 79 Experiments
made with numbers of two figures; the first responses gave 1
quite right in 9 trials; whereas the responses, if pure chance,
would be 1 quite right in 90 trials.
The experimenters also summarize the results of the
much larger number of trials in which the family members
were not excluded. Two points are worth noting about the
results reported above. By ordinary statistical criteria the
odds against such an outcome being due just to chance are
enormous. But the calculation of such odds assumes, that in
the absence of telepathy, we know the expected value and
distribution of hits. The way experimenters can ensure the
appropriate conditions for the application of the statistical
tests is to include careful procedures for randomizing the
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targets on each trial such that each target has an equal
chance of being selected and that the selected object on a
given trial is independent of the selection on the next. But
nowhere in the three reports do we find any mention of
>how the playing card or number was chosen on each trial.
We do not know if the deck was shuffled even once, let
alone between trials. The number selection is even more
disturbing because if, as seems to be the case, a committee
member simply thought of any two digit number that came
to mind, we know that some numbers are much more likely
than others. And the same few numbers that are favored by
the sender are likely to be those that come to the mind of
the percipient. These most probable numbers, known as
"mental habits" in the older literature, are called "popula-
tion stereotypes" by Marks and Kammann [25].
The second peculiarity, which was noted by Coover, is
that the proportion of successful hits in these experiments
seems to be independent of the chance probability [38].
Thus the hit rate is 1 out 9 trials regardless of whether cards
or numbers are being guessed. To Coover this suggest the
use of a code rather than the imperfect transmission of
psychic signals.
As already indicated, the founders of the Society for
Psychical Research believed that, with the experimental
results on the Creery sisters, they had finally succeeded in
scientifically establishing telepathy as a valid phenomenon.
As just one example of the importance attached to these
experiments, Gurney's statement in the Society's first major
monograph, Phantasms of the Living (39] can be cited:
I have dwelt at some length on our series of trials with the
members of the Creary family, as It is to those trials that we
owe our own conviction of the possibility of genuine
thought-transference between persons in a normal state.
Despite this confidence in the conclusiveness of the
Creery experiments, critics quickly pointed out perceived
flaws [38], [40], [41]. It was charged that the authors grossly
underestimated the extent to which sophisticated coding
could transpire between the girls in the experimental situa-
tion. The critics also suggested that the experimenters were
naive in assuming that they could prevent inadvertent cue-
ing just by being aware of the possibility.
Concerning the trials in which only the investigators
knew the chosen object, the critics complained about inad-
equate documentation. The experimenters never state how
the card or object was chosen; whether the members of the
family were present during the selection (even though they
were presumably kept ignorant of the choice); whose deck
of playing cards was used; and so forth,
As can be seen, even on this brief account, we encounter
a number of the issues that characterized earlier psychical
research. The investigators assume that to be forewarned is
to be forearmed. For example, they devote six pages of their
first report to a discussion of the various types of errors,
which if not excluded, could invalidate their research [33].
The purpose is to assure the reader that because they are
keenly aware of the possibilities of such errors they could
not have occurred. As previously mentioned, one way the
investigators tried to preclude giving the girl any involun-
tary muscular cue was simply for the investigator to be
consciously aware of such a possibility and consciously
prevent himself from displaying such cues. Not only is such
a precaution useless [42], but it was unnecessary since one
could more directly prevent unwitting bodily cues by sim-
ply screening those who know the target from the percipi-
ent. This tendency to substitute plausible (to the investiga-
tor) reasons for discounting a possible source of error for
actual experimental controls to guard against the error
characterizes psychical research from its inception to the
present.
. A second theme is that prior experience in investigating
paranormal claims automatically qualifies one as an expert
who can be trusted not to make mistakes or be susceptible
to trickery In future situations. This theme is closely related
to the False Dichotomy issue.
The report on the Creery sisters also illustrates another
recurring theme in psychical research-the Patchwork Quilt
Fallacy. As Giere points out, the "patchwork quilt fallacy"
gets its name because, "The hypothesis, initial conditions,
and auxiliary assumptions are pieced together in such a way
that they logically imply the known facts" [43]. Telepathy or
psi always seems to be just that mysterious phenomenon
that produced all the peculiar patterns that we happened to
observe in our data. On some days the Creery sisters per-
formed no better than chance. This variability among days
became, in the minds of the investigators, a property of the
phenomenon [35]:
It may be noted that the power of these children, collec-
tively or separately, gradually diminished during these
months, so that at the end of 1882 they could not do, under
the easiest conditions, what they could do under the most
stringent in 1881. This gradual decline of power seemed
quite independent of the tests applied, and resembled the
disappearance of a transitory pathological condition, being
the very opposite of what might have been expected from a
growing proficiency in code-communication,
The fact that alleged psychics inevitably seem to lose
their powers under continued investigation has become
known as the "decline effect," which can occur in a variety
of patterns and guises. Gumey and his colleagues propose
the decline as additional support for the genuineness of the
telepathy because it is not what might be expected If the
girls were becoming more proficient in using a code. The
cynic, of course, views this decline in the just the opposite
way. Presumably the investigators are also becoming more
-proficient in knowing what to look for, especially in the
face of continuing criticism, and, as a result, they have
made it more difficult for the girls to get away with their
tricks.
As it turns out the investigators later caught the girls
cheating. The girls, at least on this occasion, had used a
simple code. This brings up an additional theme in psychi-
cal research which we might, for short, label the Problem of
the Dirty Test Tube. Gurney revealed the deception in a
brief note which appeared in the Proceedings of the Society
for Psychical Research in 1888 [44]. Hall thinks it is very
significant that Gurney's fellow investigators did not sign
this revelation [41].
In the note, Gurney reminds his readers "that the earliest
experiments in Thought-transference described in the
Society's Proceedings were made with some sisters of the
name of Creery. The important experiments were, of course,
those in which the 'agency' was confined to one or more of
the investigating Committee .... But though stress was
never laid on any trials where a chance of collusion was
afforded by one or more of the sisters sharing in the
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'agency.' nevertheless some results contained under such
conditions were included in the records. It is necessary.
therefore, to state that in a series of experiments with cards.
recently made at Cambridge, two of the sisters, acting as
'agent' and 'percipient,' were detected in the use of a code
of signals; and a third has confessed to a certain amount of
signalling in the earlier series to which reference has been
made" [44]. Gurney then describes both the visual and
auditory codes used by the girls. He continues as follows
[44]:
The use of the visual code was very gratuitous on the part of
the sisters, since it had been explained to them that we did
not attach any scientific value to the experiments in which
they acted as agent and percipient in sight of each other, the
possibility of success under these conditions having been
abundantly proved. The object of our experiments at Cam-
bridge on this occasion was, if possible, to strengthen the
evidence for Thought-transference (1) when no members of
the family were aware of the thing to be guessed, and (2)
when the sister acting as agent was In a different room from
the one acting as percipient. The experiments in which the
codes were used were Intended merely as amusement and
encouragement with a view to increase the chance of success
in the more difficult ones-which were all complete failures.
The account which was given as to the earlier experiments,
conducted under similar conditions, is that signals were very
rarely used; and not on specially successful occasions, but .
on occasions of failure, when it was feared that visitort
would be disappointed. But of course the recent detection
must throw discredit on the results of all previous trials In
which one or more of the sisters shared in the agency. How
far the proved willingness to deceive can be held to affect
the experiments on which we relied, where collision was
excluded, must of course depend on the degree of strin-
gency of the precautions taken against trickery of other sorts
- as to which every reader will form his own opinion.
This manner of treating the discovery of cheating il-
lustrates a number of Interwoven themes. The finding of a
"dirty test tube" ordinarily implies that all the results of the
experiment are brought into question. Gurney argues that
only those results clearly attached to the "dirty test tube"
should be discarded. Since the girls could not have used
their code, in his judgment, in those trials in which only
investigators knew the chosen object, those trials still retain
their evidential value. Related to this is what the early
psychical researchers called the problem of "mixed
mediumship." Psychics and mediums are under constant
pressure to produce results, yet they have little direct con-
trol over their fickle powers. Therefore, in order not to
disappoint their followers or from fear of losing the atten-
tion that goes with mediumship, they learn to supplement
their real powers with tricks to simulate the phenomena.
Still another variant of this exploits the apparent fact that
many mediums and psychics are apparently in a trance or
altered state when performing. In such a state they are
highly suggestible and behave in ways expected of them. If
skeptics are among the onlookers, they will sometimes
cheat because this is what is expected of them. The onus
for the consequent cheating is by this means placed upon
the skeptic rather than the cheater,
.
The dirty test tube problem has been with psychical
research from its beginning and, as we will see, is still very
much a part of the contemporary scene. The medium
Eusapia Palladino's long career was noteworthy for the
number of times she was caught cheating. She readily
acknowledged that she would cheat if the investigators
Rave hor the opportunity. Despite this record of cheating,
many psychiat researchers, including some of today's
leaders in the field, have no doubt that on many other
occasions she displayed true paranormal powers [19]. On
the contemporary scene, parapsychologists are willing to
admit that the controversial metal-bender Uri Geller often
cheats, but that, on occasion, he exhibits real paranormal
powers [45]. And parapsychologists blamed me, rather than
Geller, for the fact that Geller cheated in my presence
because, as they put it, I did not impose sufficiently strin-
gent conditions to prevent him from cheating [22].
Despite this attempt to save some of the evidence from
the Creery experiments, the leaders of the Society for Psy-
chical Research quietly removed the experiment from their
evidential database. But Sir William Barrett refused to go
along with this demoting of the experiment. According to
Gauld, this incident sparked dissension between Barrett
and the other founders [32].
Barrett had been the first to experiment with these girls, and
they were his special proteges ... . Barrett would never
agree that the later and crude cheating invalidated all the
earlier results; he considered that his 1876 experiments,
together with his experiments with the Creerys had estab-
lished his claim to be the discoverer of thought-trans-
ference, and he remained bitter towards the Sidgwicks for
the rest of his life.
Not only did Barrett continue to defend the evidential
value of the Creery experiments, but so did later para-
psychologists. In his classic monograph of 1934 on Extra-
Sensory Perception, J. B. Rhine included this experiment as
among the most evidential of the early research. "On the
whole the early experiments in E.S.P. were admirably con-
ducted ... as one would expect from the array of highly
impressive names connected with them. The experiments
with the Creery sisters, for instance, were conducted by
Professors .William Barrett, Henry Sidgwick and Balfour
Stewart, by Mrs. Henry Sidgwick, Frederic Myers, Edmund
Gurney and Frank Podmore ... . In all this work the results
were sufficiently striking to leave no doubt as to the exclu-
sion of the hypothesis of chance" [46].
Despite these attempts to salvage something from the
Creery experiments, I believe it is fair to say that today the
experiments are not part of the case that parapsychologists
would make in support of psi, Indeed, my perusal of several
contemporary books and histories of parapsychology in-
dicates that the experiments are rarely, if ever, mentioned.
The same fate befell the very next major experiment on
telepathy conducted by the same investigators. In their
"Second Report on Thought-Transference," Gurney and his
colleagues describe the first of their experimental findings
in which two young men, Smith and Blackburn, were ap-
parently able to communicate telepathically under condi-
tions that prevented normal communication. If anything,
the investigators placed even more reliance upon these
later experiments than in those with the Creery sisters.
As was the case with the Creery sisters, Smith and Black-
burn soon lost their powers. Smith was then hired by the
Society to assist in the conduct of several successful tele-
pathic experiments. In 1906, Blackburn, thinking that Smith
was dead, publicly confessed as to how he and Smith had
tricked the investigators during the experiments. Smith,
who was very much alive and still employed by the Society,
denied the charges. In the ensuing debate, the Society's
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leaders defended Smith, Good accounts of this amazing
incident can be found in [38] and [41]. Today, the Smith-
Blackburn experiments are no longer considered part of the
parapsychological case for psi.
J. B. RHINE
The founding of the Society for Psychical Research in
1882 was an attempt to organize and professionalize psychi-
cal research. Other societies, such as the American Society
for Psychical Research quickly followed. Journals and pro-
ceedings were published and international congresses were
held. Despite these steps towards institutionalization, psy-
chical research continued for the next 50 years to be an
uncoordinated activity of amateurs. No agreed upon pro-
gram or central body of concepts characterized the field.
During this period, psychic researchers disagreed among
themselves on issues involving subject matter, method-
ology, and theory. On one side were those, perhaps the
majority, who supported the spiritist hypothesis that psy-
chic phenomena reflected the activity of departed spirits or
superintelligent beings. Opposed to these were psychic
researchers Ilke Nobel Laureate Charles Richet who
defended the position that the phenomena could be ex-
plained in terms of a "psychic force" without assuming
survival or spirits (47].
Another division was between those who felt that psychi-
cal research should confine itself to mental phenomena
such as telepathy, premonitions, and clairvoyance. Op-
posed to these were those who felt that the physical
phenomena such as levitation, materialization, poltergeist
events, and psychokinesis should be the focus of inquiry.
The majority of psychical researchers believed in telepathy
but were dubious about clairvoyance. But a strong minority,
lead by Richet, believed that clairvoyance not only existed
but was the basic phenomenon underlying telepathy.
Possibly the most divisive issue of all was the question of
what sort of a research program was appropriate for psychi-
cal investigation. A small, but vocal minority wanted psychi-
cal research to become a rigorous experimental science. A
larger group felt that the natural-historical method was
more appropriate because so many of the important phe-
nomena were spontaneous and not observable in the
laboratory. Opposed to both these groups were members
of the societies who felt that the quantification and rigor of
the natural sciences were irrelevant to the study of psychi-
cal phenomena.
The event that is credited with providing psychical re-
search with a common focus and a coherent research
program was the publication in 1934 of |. B. Rhine's mon-
graph Extra-Sensory Perception (46]. Mauskopf and
McVaugh [47] provide an excellent survey of the period
from 1915 to 1940, which they treat as the period when
psychical research made the transition from a pre-paradig-
matic to a paradigmatic research program,
Rhine pulled together the various strands already existing
in psychical research and coordinated them Into a coherent
program. He also coined the terms "parapsychology" to
refer to the new experimental science which descended
from psychical research and "extra-sensory perception" to
refer to the basic phenomenon which was to be studied: In
agreement with Richet, and in disagreement with the British
parapsychologists, Rhine viewed clairvoyance as on the
same footing with telepathy. Later, precognition was also
put under the rubric of extra-sensory perception (ESP). ESP
became defined as "Knowledge of or response to an exter-
nal event or influence not apprehended through known
sensory channels" (48]. This included telepathy, clair-
voyance, precognition, and retrocognition. The psychic
phenomena not involving reception of information were
Included under the term "psychokinesis" (PK) which is
defined as "The influence of mind on external objects of
processes without the mediation of known physical en-
ergies or forces" [40]. Today both ESP and PK are included
under the more general term "psi" which is "A general
term to identify a person's extrasensorimoter communica-
tion with the environment" [48].
Rhine's 1934 mongraph deals only with clairvoyance and
telepathy. In 1934 he also began research programs on
precognition and psychokinesis. Apparently, he was re-
luctant to publicize these latter programs too soon for fear
of making parapsychology too controversial and unaccept-
able to mainstream science [48]. He waited until 1938 be-
fore he published anything on precognition and until 1943
for the first reports on his PK results.
The major Innovation introduced by Rhine was the use of
the five target designs: circle, cross, wavy lines, square, and
star, These patterns were printed on cards and the standard
ESP deck consisted of 5 cards of each symbol for a total of
25 cards. Rhine also introduced standard procedures for
using these target materials. The two most common were
the Basic Technique and the Down Through Technique. In
the Basic Technique (B.T.), the deck is shuffled and placed
face down, the percipient guesses the value of the top card;
this is then removed and laid aside and the percipient
guesses the value of the second card; the second card is
then removed and laid on top of the first and the percipient
now guesses the third card; etc. This procedure is con-
tinued until all 25 cards have been used. At the end of such
a "run," a check is made to see how many guesses were
hits, If the procedure was supposed to test telepathy then
an agent would look at each card at the time the percipient
was trying to guess Its symbol. If clairvoyance was being
tested, no one would look at each. card as it was placed
aside. The Down Through Technique (D.T.) tested
clairvoyance by having the percipient guess the symbols
· from top to bottom before any of them were removed for
checking against the call. The D.T. technique is considered
to be superior methodologically in that it better protects
against inadvertent sensory cues from the backs of the
cards.
Extra-Sensory Perception attracted the attention of both
the psychical researchers and the skeptics for two reasons.
Rhine's database consisted of 91 174 separate trials or
guesses over a three-year period using a number of nonpro-
fessional individuals as percipients. More important was the
unprecedented level of success which he reported. Of the
85 724 guesses recorded using the five-symbol ESP ducks,
24 364 were "hits." This was 7219 more hits than the 17145
that would be expected just by chance. The odds against
this being just an accident are calculated as being practi-
cally infinite. His subjects averaged 7.1 hits per run of 25 as
against the chance expectation of 5. Although this is only 2
extra hits per 25, such consistency over this huge number of
trials and different subjects had no precedent in the prior
history of psychical research.
Rhine's best subject, Hubert Pearce averaged 8 hits per
run over a total of 17 250 guesses. As Rhine notes [46]:
836
PROK THEINGYEN HER SEE, YOU. 24, NO. 6. JUNI 19%.
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Most people are more impressed by a spectacular series of
suck ersene hats than by lower but cumulative scoring. Pratte's
scoring 25 straight hits under clairvoyant conditions, in my
presence, and Zirkle's 26.straight hits in pure telepathy with
my assistant, Miss Ownbey, are the best instances of these.
Other subjects have approached these. Linzmayer scored 21
in 25 clairvoyance, In my presence; Miss Ownbey herself,
unwitnessed, scored 23, pure clairvoyance. Miss Turner's
score of 19 in distance P.T. [pure telepathy] work stands out
because of the 250 miles between her and the agent, Miss
Bailey scored 19 in P.T. in the same room with the agent, as
did also Cooper. The odds against getting one series of 25
straight hits by mere chance would be s" which is nearly
300 quadrillions-Just one score of 251 A small part of our
90 000 trials.
Rhine's work provided the model for most parapsycho-
logical work from 1934 to around 1970. Using card-guessing
with the five ESP symbols, an astonishing variety of ques-
tions about ESP were investigated [48]. Because of its huge
database, its claims to statistical and experimental sophisti:
cation, and its unprecedented rate of success Rhine's re-
search gained the attention of scientific and popular audi-
ences [47]. At first scientists were at a loss about how to
react, Many scientists, as a result of reading Rhine's work,
were encouraged to try to replicate the results. A few got
encouraging results, but most failed.
The first attacks by the critics were aimed at Rhine's
statistical procedures, As It turned out, some of Rhine's
statistical procedures were technically incorrect, but, for the
most part, his results could not be explained away as due to
inappropriate statistical procedures. The critics turned out
to be wide off the mark in many of their accusations. On the
whole, however, the statistical debate led to constructive
developments and improved clarification about the proper
use of statistical procedures in such experiments [47].
Having essentially lost the statistical battle, the critics
then turned to Rhine's experimental controls. Here, he was
much more vulnerable. And, Ironically, it was the British
psychical research community that had anticipated the
critics and which provided the sharpest critiques of Rhine's
methods [47]. The British parapsychologists were astonished
both by Rhine's apparent ease in finding successful percipi-
ents as well as his claims that clairvoyance worked as well
as telepathy. With only a few exceptions, they had found
only evidence for telepathy. And their experience had con-
vinced them that telepathic powers were very rare. While
they welcomed Rhine's contribution, they were quick to
point out many of its defects, especially Rhine's Inadequate
description of his procedures and the seeming casualness
of his experiments.
-
During the 1930s, nevertheless, Rhine's work as reported
in Extra-Sensory Perception, was hailed by parapsycholo-
gists as the best scientific case for ESP ever put before the
world. Today, as I understand it, most parapsychologists,
although they acknowledge its seminal influence on the
development of the field, dismiss much of Rhine's earlier
work as nonevidential because of its loose controls, poorly
made target materials, and inadequate documentation.
S. G. SOAL
Rhine's strongest critic among the British parapsycholo-
gists was the mathematician S. C. Soal. Just prior to the
appearance of Rhine's monograph, Soal had conducted a
huge series of card-guessing experiments with only chance
renowned began as a direct response to Rhine's mono-
graph.
After five years of heroic research, Soal was sure that he
had succeeded only in demonstrating the laws of chance. A
colleague, however, persuaded him to check for a certain
trend in his data. And this resulted in a new series of
experiments that for almost 25 years were hailed as the
most convincing and fraud-proof demonstration of ESP ever
achieved. Because the experiment and results seemed so
impressive, some critics, in a way reminiscent of Carpenter's
attacks upon Wallace and Crookes and within the spirit of
Sidgwick's False Dichotomy, openly accused Soal of fraud
on no other basis than that his results were too good. Other
critics attacked him on grounds that were irrelevant. As it
turns out the critics were right, but for the wrong reasons!
As soon as Soal heard about Rhine's successful American
research, he began an ambitious program to replicate
Rhine's findings in England. Soal started late in 1934 and
continued his experiments for five years. At the end he had
accumulated 128350 guesses for 160 percipients. This is
almost 30 percent more guesses than Rhine had ac-
cumulated for his 1934 monograph. Soal was sure that he
had removed all the flaws and weaknesses that had
characterized Rhine's work. Unfortunately, Soal found that
this enormous effort yielded "little evidence of a direct
kind that the persons tested, whether considered as individ-
uals or in the mass, possessed any faculty for either
clairvoyance or telepathy" (quoted in [49).
Soal reported these results to a stunned parapsychologi-
cal world in 1940. At the same time another British para-
psycholgist, Whately Carington, reported the results of
telepathy experiments which seemed to show a "displace-
ment effect." Instead of achieving hits on the target, his
subjects seemed to achieve above chance matches when
their guesses were matched with either the immediately
preceding or the next target in the series. Carington asked
Soal to check his data to see whether he, too, might find
such a displacement effect [49].'
Soal was reluctant to do so. He told Goldney that he
thought Carington's request was preposterous and he wasn't
going to waste his time going through his huge batch of
records. But Carington persisted and Soal finally agreed.
Soal found, among the records of his 160 percipients, two
who seemed to show Carington's displacement effect. Al-
though this finding was published, presumably Soal real-
ized that such a post hoc finding had to be replicated [49].
Fortunately, one of his two percipients, Basil Shackleton,
was available for testing during the years 1941 through
1943. With the collaboration of K. M. Goldney, 40 sittings
which yielded a total of 11 378 guesses were obtained with
Shackleton during this difficult period when England was at
war. As had been the case with the original testing,
Shackleton's guesses were at chance level when compared
with the actual target, but when compared with the symbol
coming up immediately after the target (precognitive hit-
ting), Shackleton's guesses yielded 2890 successes as com-
pared with the 2308 expected by chance. The odds against
this being a chance occurrence were calculated to be more
than 10" to 1 [50].
In 1945 Soal was able to begin experimenting on the
second percipient who had displayed the displacement
effect in the original data, Mrs. Gloria Stewart. He was able
to accumulate a total of 37 100 guesses during 130 separate
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mance, her hitting this time was on the actual target rather
than on the immediately preceding or following trial. She
managed to achieve 9410 hits which were 1990 more hits
than would be expected by chance. The odds against such
a result were calculated as 1070 to 1 [50].
Soal's stated objective was to make these experiments
completely error-free and fraudproof. The basic procedure,
which was varied slightly on occasion, was as follows. The.
percipient-Basil Shackleton or Gloria Stewart-sat in one
room monitored by one of the experimenters (EP), In an
adjoining room, the sender or agent sat at table opposite
the second experimenter (EA). The door between the rooms
was slightly open so that the percipient could hear EA's call
as to when to make his or her guess. The percipient, of
course, could see neither the agent or EA, A screen, with a
small aperture separated the agent and EA. For each block
of 50 trials EA had before him a list of randomized numbers
which determined the target for each trial. Each number
could range from 1 to 5. If the target number for the first
trial was, say, 3, EA would hold up a card with the number 3
on It so that it could be seen by the agent through the
aperture. The agent had lying before him in a row, five
cards. Each card had a different drawing of an animal on it:
elephant, giraffe, lion, pelican, and zebra. Before each block
of trials, the agent shuffled the order of the picture cards. If
EA held up a card with 3 on it, the agent would turn up the
third card and concentrate upon the animal depicted on It.
The percipient would then try to guess which animal was
being "sent" and write his guess for that trial in the corre-
sponding place on the response sheet. After every block of
50 trials, the agent reshuffled the target cards so that, for
that block, only the agent knew which animal corre-
sponded with which number.
In addition to this rather elaborate arrangement, indepen-
dent observers were invited to attend many of the sittings.
Several professors and a member of parliament were among
the observers. On some blocks of trials, unknown to the
percipient, the agent did not look at the symbols. This was
a test for clairvoyance. Other variations were introduced
from time to time. The experiments with Gloria Stewart,
while following the same pattern, were admittedly not as
carefully controlled. Special precautions were also Intro-
duced to ensure that the prepared target sequences could
not be known to agent or percipient in advance. And
careful safeguards were introduced during the recording of
the results and the matching of the targets against the
guesses. Duplicates of all records were made and posted
immediately after each session to a well-known academic.
Never before had so many safeguards been introduced
into an ESP experiment, With so many individuals involved,
and with prominent observers freely observing, any form of
either unwitting cueing or deliberate trickery would seem
to be just about impossible. If fraud of any sort were to be
suspected, it would seemingly require, under the stated
conditions, the active collusion of several prominent in-
dividuals. Beyond these safeguards, Soal randomized his
targets, instituted sophisticated checks for randomness, and
used the most appropriate statistical procedures. Despite
these elaborate precautions, the Iwo subjects managed to
consistently score above chance over a number of years.
Soal's findings were hailed as definitive by the para-
psychological community and were so good that the rest of
the scientific community, Including the skeptics, .t .: : not
ignore them. Here was one of Rhine's severest while, a
man who had spent many years meticulously conducting
enormous card-guessing experiments with only chance te-
suits, a man who was by profession a mathematician, and
an experimenter who had seemingly taken every known
precaution to guard against every loophole and possibility
of error, who suddenly demonstrated highly successful tele-
pathic and precognitive results over sustained periods of
time with two percipients.
Whately Carington, the parapsychologist who con
Soal to re-examine his seemingly unsuccessful results, witt
(as quoted in [51]):
Mr. Soal is a most remarkable man, for whose work I have
the highest possible admiration. Possessed of a more than
Joblan patience, and a conscientiousness, thoroughness
which I can only describe as almost pathological, he worked
in various branches of the subject for many years with.
nothing but a succession of null results to show for it ...
Hoping to repeat Rhine's experiments In England, he tested
160 persons, collecting 128 350 Zener card guesses single
handed, and using the most elaborate precautions agains:
every possible source of error ... If I had to choose one
single investigation on which to pin my whole faith in the
reality of paranormal phenomena, or with which to con-
vince a hardened skeptic (if this be not a contradiction in
terms), I should unhesitatingly choose this series of experi-
ments, which is the most cast-iron piece of work I know, as
well as having yielded the most remarkable results.
Similar sentiments were expressed by virtually every
parapsychologist who commented on this work. As just one
illustration, R. A. McConnell [52] phrased it as follows:
As a report to scientists this is the most important book on
parapsychology since the 1940 publication of Extra-Sensory
Perception After Sixty Years. If scientists will read it care-
fully, the 'ESP controversy' will be ended,
G. R. PRICE'S CRITIQUE
"Ironically, some critical scientists did read it carefully,
but, contrary to McConnell's prognosis, the controversy did
not end. Indeed, one of the first major reviews in a scien-
tific journal raised the controversy to new heights. Al-
though the Shackleton experiments had originally been
·reported by Soal and Goldney in the Proceedings of the
Society for Psychical Research in 1943, the scientific world
did not become aware of those experiments until they were
reported along with the later experiments with Gloria
Stewart in the 1954 book Modern Experiments in Telepathy
by Soal and Bateman [50].
What fueled the controversy was an unprecedented re-
view article, nine pages in length, appearing in Science, the
prestigious journal of the American Association for the
Advancement of Science. On August 26, 1955 George R.
Price's article on "Science and the Supernatural" was the
only feature article for that issue. Price, who as far as I can
tell had never before written on parapsychology, was de-
scribed as being a research associate in the Department of
Medicine at the University of Minnesota.
Price began his controversial article by stating that, "Be-
lievers in psychic phenomena-such as telepathy, clair-
voyance, precognition, and psychokinesis-appear to have
won a decisive victory and virtually silenced opposition"
[53]. Price writes that such a victory has seemed close in the
past, but always critics have managed to find flaws. But
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Price sees the time at which he is writing as unique because
practically no scientific papers had attacked parapsychology
during the preceding 15 years [53].
The victory is the result of an impressive amount of careful
experimentation and intelligent argumentation. The best of
the card-guessing experiments of Rhine and Soal show onor-
mous odds against chance occurrence, while the possibility
of sensory clues is often eliminated by placing cards and
percipient in separate buildings far apart. Dozens of experi-
menters have obtained positive results in ESP experiments,
and the mathematical procedures have been approved by
leading statisticians.
I suspect that most scientists who have studied the work
of Rhine (especially as it is presented in Extra-Sensory Per-
ception After Sixty Years .... and Soal (described in Modern
Experiments in Telepathy), ... have found it necessary to
accept their findings ... . Against all this evidence, almost
the only defense remaining to the skeptical scientist is
Ignorance, ignorance concerning the work itself and con-
cerning Its implications. The typical scientist contents him-
self with retaining in his memory some criticism that at most
applies to a small fraction of the published studies, But
these findings (which challenge our very concepts of space
and time) are-if valid-of enormous importance, both
philosophically and practically, so they ought not to be
ignored,
Price then elaborates upon a suggested scheme, using
redundancy coding, which would make ESP useful, even if ..
it is a very weak and erratic form of communication. He
then presents his version of Hume's argument against
miracles. He quotes Tom Palne's more succinct version of
the same argument, " ... Is it more probable that nature
should go out of her course, or that a man should tell a lie?"
..
To justify using Hume's argument as his only grounds for
accusing the parapsychologists of cheating, Price first tries
to show that if ESP were real it would violate a number of
fundamental principles underlying all the sciences. Some of
these principles are that the cause must precede the effect,
signals are attenuated by distance, signals are blocked by
appropriate shielding, and so forth. ESP, according to Price,
if it exists, violates all these principles. Then Price puts forth
reasons why he considers ESP to be a principle of magic
rather than merely a previously undiscovered new law of
nature. "The essential characteristic of magic is that phe-
nomena occur that can most easily be explained in terms of
action by Invisible Intelligent beings ... The essence of
science is mechanism."
These lengthy considerations back up Price's solution to
coping with the challenge of parapsychological claims [53]:
My opinion concerning the findings of the parapsychologists
is that many of them are dependent on clerical and statis-
tical errors and unintentional use of sensory clues, and that
all extrachance results not so explicable are dependent on
deliberate fraud or mildly abnormal mental conditions.
Actually, nothing is novel or startling about Price's opin-
ion. The same opinion, stated in just about the same words,
probably is held by all skeptics. Price has carried his opin-
ion beyond skepticism, however. The thrust of his article is
that the best research in parapsychology as exemplified in
the work of Rhine and Soal cannot be dismissed on the
basis of "clerical and statistical error and unintentional use
of sensory clues." Therefore, he concludes that the results
of this otherwise exemplary research must be due to fraud.
He does not feel that he requires any evidence of fraud.
Hume's argument against miracles gives him sufficient
license. Price's position, of course, no longer belongs to
skepticism, but rather to dogmatism. His position seemingly
is that no research, no matter how well done, can convinced
him of ESP.
But Price does not want to go to quite that extreme. He
says that he still can be convinced provided that the
parapsychologists can supply him with just one successful
outcome from a truly fraudproof experiment. "What is
needed is one completely convincing experiment-just one
experiment that does not have to be accepted simply on
the basis of faith in human honesty. We should require
evidence of such nature that it would convince us even if
we knew that the chief experimenter was a stage conjurer
or a .confidence man."
But does not the Soal experiment with Shackleton and
Stewart meet this criterion? No, says Price, because he can
imagine scenarios in which cheating could have taken
place. Price then presents a number of possible ways that
he feels cheating could have occurred in the Soal experi-
ments [53].
I do not claim that I know how Soul cheated it he did chest,
but if I were myself to attempt to duplicate his results, this is
how I would proceed. first of all, I would seek a few
collaborators, preferably people with good memories. The
more collaborators I had, the easier it would be to perform
the experiments, but the greater would be the risk of dis-
closure. Weighing these two considerations together, I'd
want four confederates to imitate the Shackleton experi-
ments. For imitating the Stewart series, I'd probably want
three or four-although it is impossible to be certain, be-
cause the Stewart sittings have not been reported in much
detall. In recruiting, I would appeal not to desire for fame or
material gain but to the noblest motives, arguing that much
good lo humanity could result from a small deception
designed to strengthen religious belief.
After providing a sampling of scenarios in which cheating
could have occurred, all involving the collusion of three or
more investigators, participants and onlookers, Price sup-
plies some designs of what he would consider to be' a
satisfactory test. The key to all his designs involves a com-
mittee. "Let us somewhat arbitrarily think of a committee
of 12 and design tests such that the presence of a single
honest man on the 'jury' will ensure validity of the test,
even if the other 11 members should cooperate in fraud
either to prove or disprove occurrence of psi phenomena."
Perhaps if some enterprising group of scientists col-
laborated and conducted an ESP experiment with positive
results according to one of Price's approved designs, the
outcome might very well convince him, But I do not think
it would, nor should it, convince the majority of skeptical
scientists. Without going into all its other faults, a single
experiment-no matter how elaborate or allegedly
fraudproof-is simply a unique event. Scientific evidence is
based on cumulative and replicable events across laborato-
ries and investigators. The rubbish heap of scientific history
contains many examples of seemingly air-tight experiments
whose results have been discarded because later scientists
could not replicate the results. The experiments on mito-
genetic radiation would be just one example. No one has
found fault with the original experiments. But since later
experimenters could not replicate the results, the original
experiments have been cast aside. Can anyone doubt that
this would not also happen to a successful, but nonrep-
licable, ESP outcome from one of Price's "satisfactory tests?"
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Price tells us, "that I myself believed in ESP about 15
years ago, after reading Extra-Sensory Perception After Sixty
Years, but I changed my mind when I became acquainted
with the argument presented by David Hume in his chapter
'Of miracles' in An Enquiry Concerning Human Under-
standing." So Hume supplies him with his escape hatch.
But all this seems unnecessarily dramatic. Price has fallen
into a particularly stark version of the False Dichotomy. He
has been forced into the very position that Henry Sidgwick
wanted for the critics. The best ESP evidence is so good that
either the critic must admit the reality of psi or accuse the
proponents of lying and fraud. In falling into this trap, one
that critics from the days of Hare and Crookes right up to
the present keep falling into, Price has needlessly attributed
to the Rhine and Soal results a level of evidential value
which they cannot carry. At the same time, Price has im-
plied that he is sufficiently expert in parapsychological
research that he can infallibly judge when a given outcome
unquestionably supports the conclusions of the experi-
menters. In fact, I doubt that even the parapsychologists are
ready to give such power to a single experiment, even one
so seemingly well-conducted as Soal's.
Price writes as If, when confronted with experimental
evidence for psi, such as can be obtained by reading Extra-
Sensory Perception After Sixty Years or Modern Experiments
in Telepathy, he must immediately a) find ways to reject
the findings on the basis of possible sensory leakage, statis-
tical artifacts, or loose experimental controls; or b) accept
the outcome as proof of psi; or c) accuse the investigators
of fraud if he can imagine some scenario, no matter how
complex and unlikely, under which fraud could have oc-
curred. Price just does not understand either parapsycho-
logical research or scientific research in general If he truly
believes these are the only alternatives open to him. Unfor-
tunately, Price is behaving like many of the other out-
spoken critics of psychical research. To Price's credit, he has
at least tried to make his basis for action explicit.
Both Rhine and Soal, in their responses to Price's critique,
eagerly accepted Price's implicit endorsement of their ex-
perimental procedures. Soal commented that, "It is very
significant and somewhat comforting to learn that Price
admits that 'most of Soal's work' cannot be accounted for
by any combination of statistical artifact and sensory
leakage" [54). Soat also examined in detail Price's various
proposed schemes for faking the experiments [54];
Price goes to great length in devising variations on this
theme, but they all depend on the Agent being in collusion
with the chief Experimenter or with the Percipient. Now
four of the Agents with whom Mrs. Stewart was highly
successful were lecturers of high academic standing at Queen
Mary College in the University of London. Two were senior
lecturers and the other two were mathematicians who had
done distinguished creative work. A fifth Agent who was
brilliantly successful over a long period was a senior civil
servant, in fact. an assistant director of mathematical ex-
aminations In the Civil Service. Now is it plausible to sup-
pose that I, as chief Experimenter, could persuade any of
these men to enter into a stupid and pointless collusion to
fake the experiments over a period of years? What had any
of them to gain from such deplorable conduct? If I had gone
to any of them and suggested (as Price recommends) that in
a good cause a little deception would do no harm, I know
quite plainly that the result would have been a first-class
scandal in university circles.
Rhine found even more solace in Price's attack. "Strange
though it may seem, the publication of the George Price
paper .. . is, on the whole, a good event for parapsychology"
[55]. For one thing, it was a way of getting a lot of Instruc-
tion on parapsychology before the scientific community.
Rhine also felt Price's vivid portrayal of the potential impor-
tance of ESP was valuable. He welcomed Price's effective
rebuttal against the standard criticisms against ESP. And
Rhine especially liked the fact that Price focussed on the
point that psi was incompatible with the materialism of
science [55]:
[Price], even more than any other critical reviewer, gives
Indication of having felt the force of the evidence for ESP.
When he turns then-albeit a bit too emotionally-and says
that, according to the current concept of nature, ESP is
Impossible and therefore the parapsychologists must all be
faxers, he at least draws the issue where it can be squarely
met. The answer of the. parapsychologist is: "Yes, either the
present mechanistic theory of man is wrong-that is, funda-
mentally Incomplete-or, of course, the parapsychologists
are all utterly mistaken." One of these opponents is wrong;
take it, now, from the pages of Sciencel This recognition of
the issue gives point to the findings of parapsychology in a
way none can easily miss.
Notice that Rhine and Price agree on some aspects of this
controversy. Both Rhine and Price believe that if the claims
of parapsychology are correct the foundations of science
are seriously threatened. Rhine welcomes such a destruc-
tion of what he calls materialism. Price seems willing to
take the most drastic measures to avoid this overthrow of
what he calls the basic limiting principles. (Not all para-
psychologists agree with Rhine that the acceptance of psi
need be inconsistent with scientific materialism.) One issue .
involves what it means for contemporary science to accept
the reality of psi. This concerns matters that are currently
controversial among philosophers of science, And so, it is
probably not fruitful to attempt to deal with them here.
Rhine and Price also agree that the standard. arguments
against parapsychological evidence do not hold up. Accord-
ing to reasonable scientific criteria, the evidence for psi is
more than adequate. And so it is at this point that both
Rhine and Price want to have the showdown, Price, as a
defender of the materialistic faith, puts all his money on the
hope that the parapsychologists have faked the data. He
has no evidence to back this claim. But if he can invent
possible scenarios wherebye trickery might have been com-
mitted in a given experiment, then he believes he can,
under license from David Hume, assume that fraud must
have taken place. He is not completely dogmatic about this.
If the parapsychologist can come up with positive results in
at least one experiment conducted under what Price con-
siders to be fraudproof conditions, then Price has com-
mitted himself to accept the consequences.
Many issues are raised by Price's dramatic confrontational
posturing. At this point, I will just mention one. Price goes
beyond conventional scientific practice when he empowers
a given experiment with the ability to prove the existence
of psi. Once we realize that no experiment by itself defi-
nitely establishes or disproves a scientific claim, then Price's
extreme remedies to save his image of science become
unnecessary. No matter how well-designed and seemingly
flawless a given experiment, there is always the possibility
that future considerations will reveal previously unforseen
loopholes and weaknesses.
Indeed, a careful analysis of the Soal experiment will'
reveal a variety of weaknesses. For example, in spite of the
number of observers and experimenters, Soal always had
control over the prepared target sequences or over the
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basic recording. And both Shackleton and Stewart only
produced successful results when Soal was present. On one
occasion, without informing Soal, his co-investigator Mrs.
Goldney conducted a sitting with Shackleton. The outcome
was unsuccessful. The American parapsychologist J. G. Pratt
ran a series of experiments with Mrs. Stewart without Soal's
presence. No evidence for psi was found. And whereas all
Rhine's results showed no difference between telepathic
and clairvoyance trials, both Shackleton and Mrs. Stewart
produced successful results only on telepathic trials. Fur-
thermore, in spite of the much vaunted measures to guard
against sensory leakage, the actual experimental setup, when
carefully considered, offered a variety of possibilities for
just such unwitting communication.
None of the, foregoing considerations, in themselves,
account for Soal's findings. But they make superfluous, I
would argue, the hasty assumption that the findings can
only be explained either by psi or some elaborate form of
dishonest collusion.
THE DISCREDITING OF SOAL
As it turns out, If Soal did cheat-and it now seems
almost certain that he did, he almost certainly did so in
ways not envisaged by either Price or Hansel. The scenarios ..
generated by these two critics involved collusion among
several of the principals. Soal apparently managed the fraud
entirely on his own, or, at most, with the collusion of one
other person, Furthermore, he probably used a variety of
different ways to accomplish his goals.
If it had not been for a series of seemingly fortultous
events, Soal's experiment might still occupy the honored
place in the parapsychologists' exhibits of evidence for psi
[56]-[60]. The discrediting of Soal's data occurred through a
number of revelations during the period from 1955 through
1978. Up until 1978 the accumulation of evidence sug-
gested that something was highly suspicious about the
records in the Shakleton experiments. The case was strong
enough to discredit Soals' results in the judgment of some
leading parapsychologists, but many others still defended
Soal's findings.
The final blow to the credibility of Soal's results came in
1978 when Betty Markwick published her article "The
Soal-Goldney experiments with Basil Shackleton: New evi-
dence of data manipulation" [60]. As with the previous
revelations of peculiarities in the data, Markwick's stunning
findings arose out of a series of fortuitious incidents.
The story is much too complicated to relate here. Essen-
tially, Markwick had begun a rather elaborate project to
clear Soal of the accumulating charges that he had tampered
with the data. Her plan involved searching the records with
the aid of a computer to find subtle patterns which, if they
existed, would account for the anomalies found by the
critics and would vindicate Soal. Markwick did not find
such patterns. Instead, she discovered previously unnoticed
patterns that could be accounted for if one assumed that
Soal had used a sophisticated plan for inserting "hits" into
the records while he was apparently summarizing and
checking the results. Reluctantly, she was forced to con-
clude that only the hypothesis of deliberate tampering with
the data could explain her findings [60].
little weight in the face of the evidence, We can rarely
fathom bow sopjunius achieve their toute, and perhaps Soal
was as shown It is tutde to argue that the prison cell is
escape-proof when the inmate has clearly gono.
Markwick, obviously dismayed at having discovered that
Soal almost certainly faked his data, suggests two possible
explanations for why he might have done so. One of her
hypotheses made use of the well-known fact that Soal
sometimes did automatic writing in a dissociated state.
Markwick suggested the possibility that Soal may have had
a split personality and that the cheating was done by his
other self.
Markwick's second hypothesis involved data massage and
has more universal psychological plausibility (although it is
not necessarily inconsistent with her first hypothesis). She
assumes that Soal's enormous accumulation of negative ESP
findings were obtained legitimately. She also assumes that
his post hoc finding of consistent displacement effects in
the data of Basil Shackleton and Gloria Stewart was also
legitimate [60].
Having embarked upon the Shackleton series, one may
Imagine the scoring rate begins to fade (as ESP scores are
wont to do after the initial flush of success), Soal, seeing the
chance slipping away of gaining scientific recognition for
Parapsychology, a cause in which he passionately belleves,
succumbs to the temptation of "rectifying" a "temporary"
deficiency,
Markwick's second scenario is consistent with known
patterns in which scientists have tampered with their data
[61], [62]. The components appear to be: 1) the investigator
believes, on the basis of previous experience, that the
phenomenon under investigation is "real"; 2) for some
unknown reason his current research fails to reveal the
· phenomenon; 3) If he reports negative results his readers
might wrongly believe that the phenomenon does not exist;
4) as a result, the "truth" and assumed positive conse-
quences of the phenomenon might be lost to humanity.
Given these ingredients, it takes a very small step for the
investigator to convince himself that he is helping both the
truth and a good cause along by doctoring his data.
William James, with reference to his experiences in psy-
chical research, suggested that cheating in order to con-
vince others of the "reality" you know to be the case might
be defensible. James discussed this matter in his last essay
on psychical research. He referred to the policy of English
Investigators to consider a medium who has been caught
cheating as one who always cheats. He indicated that he
thought this had generally been a wise policy [2].
But, however wise as a policy the S.P.R.'s maxim may have
been, as a test of truth I believe it to be almost irrelevant. In
most things human the accusation of deliberate fraud and
falsehood Is grossly superficial. Man's character Is too so-
phistically mixed for the alternative of "honest or dishonest"
to be a sharp one. Scientific men themselves will cheat-at
public lectures-rather than let experiments obey their
well-known tendency towards failure.
James gave two examples of such cheating. And then
revealed the following about his own behavior [2]:
To compare small men with great, I have myself cheated
shamelessly. In the early days of the Sanders Theater at
Harvard, I once had charge of a heart on the physiology of
which Professor Newell Martin was giving a popular lecture.
This heart, which belonged to a turtle, supported an index-
straw which throw a moving shadow, greatly enlarged, upon
the screen, while the heart pulsated. When certain nerves
were stimulated, the tecture said, the heart would act in
Protestations to the effect that Soal, a respected scientist,
would not have cheated in his own experiments-and
that anyway the rigorous experimental conditions in the
Shackleton weites precluded fraud -som to me to carry
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certain ways which he described. But the poor heart was too
far gone and, although it stopped duly when the nerve of
arrest was excited, that was the final end of its life's tother.
Presiding over the performance, I was territed at the fiasco,
and found myself suddenly acting like one of those military
geniuses who on the field of battle convert disaster into
victory. There was no time for deliberation; so, with my
forefinger under a part of the straw that cast no shadow, I
found myself impulsively and automatically imitating the
rhythmical movements which my colleague had prophesled
the heart would undergo. I kept the experiment from failing:
and not only saved my colleague (and the turtle) from
humiliation that but for my presence of mind would have
been their lot, but I established in the audience the true
view of the subject. The lecturer was stating this; and the
misconduct of one half-dead specimen of heart ought not to
destroy the impression of his words. "There is no worse lie
than a truth misunderstood," is a maxim which I have heard
ascribed to a former venerated President of Harvard, The
heart's failure would have been misunderstood by the audi-
ence and given the lie to the lecturer. It was hard enough to
make them understand the subject anyhow; so that even
now as I write in cool blood I am tempted to think that I
acted quite correctly. I was acting for the larger truth, at any
rate, however automatically ... To this day the memory of
that critical emergency has made me feel charitable towards
all mediums who make phenomena come In one way when
they won't come easily In another. On the principles of the
S. P.R., my conduct on that one occasion ought to discredit
everything I ever do, everything, for example, I may write in
this article-a manifestly unjust conclusion.
I wonder if James would have approved of the way
William Crookes covered up the cheating of the medium
Mary Showers in behalf of "the larger truth?" Mary Showers,
a young medium, conducted at least one joint seance with
Florence Cook in Crookes' home. Apparently Crookes had
several other sittings with Mary. Daniel 'Home presumably
heard rumors that Crookes might be having an affair with
the young Mary Showers. Crookes wrote a letter to Home
explaining how the scandal had originated [63].
According to Crookes he had obtained a complete confes-
sion from Mary Showers In her own handwriting that her
phenomena were wholly dependent upon trickery and the
ocassional use of an accomplice. Crookes said, however,
that he had undertaken not to reveal the fact that Mary was
fraudulent even to her own mother, because of "the very
great injury which the cause of truth would suffer if so
impudent a fraud were to be publicly exposed."
THE POST-RHINE ERA
Rhine's card-guessing paradigm dominated experimental
parapsychology from 1934 to at least the 1960s. Since the
1960s card-guessing experiments have played a minor role.
Contemporary parapsychologists have deviated from Rhine's
paradigm in a variety of ways. In Rhine's paradigm both the
possible targets and the possible responses are severely
restricted. The targets consist of five, deliberately neutral
and simple, symbols. And, on each trial, the percipient is
restricted to calling out the name of one of these possible
live symbols. From a strictly methodological viewpoint these
restrictions have several advantages. Most percipients have
no strong preferences for any of the symbols; randomizing
of targets is straightforward; scoring of hits and misses is
unambiguous; and the statistical calculations are fairly
standard.
But these same features have been blamed by contem-
porary investigators for the lack of impressive findings since
the spectacular scoring reported by Rhine in 1934 (46).
Because the symbols are relatively meaningless and univer-
esting, the repetitive guessing over many trials is boring
and, according to the parapsychologists, contributes to both
a lack of motivation and emotional involvement which
might be needed for the effective functioning of psi.
As a result, one break with the past Is the increased use
of more complex and meaningful targets such as reproduc-
tions of paintings, travel slides, geographical locations, and
emotionally laden photographs. In addition, instead of the
forced-choice procedure of the card-guessing, most exp .
menters allow free-responding on the part of their per. .
ents. Percipients are encouraged, on a given trial, to in . .
associate and describe, both in words and in drawings.
whatever comes to mind. The use of free responses com-
plicates enormously the problems of scoring and statistical
analysis. But parapsychologists believe the added complica. .
tions are a small price to pay If the newer procedures
produce better psychic functioning.
Along with the free-response designs, parapsychologists
have renewed their interest in the possibility that psych'
functioning may be enhanced in altered states such
dreaming, hypnosis, meditation, sensory-deprived stat.
and progressive relaxation. The basic idea is that the ...
altered states greatly reduce or block attention to external
sensory information while, at the same time, increasing
attention to internal mentation. Under such conditions it is
hypothesized that the psi signal is easier for the percipient
to detect because it has less competition from sensory
Inputs [64]. One survey of 87 experiments in which percipi-
ents were in an altered state found that 56 percent reported
significant hitting of targets [65].
Another departure from the Rhine paradigm was stimt
lated by developments in electronic technology. Psi exper.
ments employing Random Event Generators began in the
1970s. Electronic equipment could be used to generate
random targets as well as automatically record the percipi-
ent's responses and keep running tallies of the hits. Al-
though such equipment has been used to test ESP, the most
widespread use has been in the study of psychokinesis. In
such experiments an operator or "psychic" attempts to bias
the output of a random event generator by mental means
alone. In 1980, May, Humphrey, and Hubbard found reports
of 214 such experiments, "74 of which show statistica'
evidence for an anomalous perturbation-a factor of neark
seven times chance expectation" [66],
A third major departure has been the so-called "Remote
Viewing“ paradigm [22], [24], [28], [67], [68]. The claims
made for the ability of this procedure to consistently dem-
onstrate ESP with a variety of percipients are perhaps the
strongest ever put forth by parapsychologists [28].
Our laboratory experiments suggest to us that anyone who
feels comfortable with the idea of having paranormal ability
can have it ... . In our experiments, we have never found
anyone who could not leam to perceive scenes, including
buildings, roads, and people, even those at great distances
and blocked from ordinary perception ... . We have, as of
this writing, carried out successful remote viewing experi-
ments with about twenty participants, almost all of whom
came to us without any prior experience, and In some cases,
with little interest in psychic functioning. So far, we cannot
identify a single individual who has not succeeded in a
remote viewing task to his own satisfaction.
In a more recent assessement of remote viewing, Targ
and Harary assort, "In laboratories across this country, and
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in many other nations as well, forty-six experimental series
have investigated remote viewing. Twenty-three of these
investigations have reported successful results and pro-
duced statistically significant data, where three would be
expected" [68],
A fourth emphasis has been the study of personality
correlates of the alleged psi ability [48].
In addition to the experimental programs on altered
states, random event generators, remote viewing, and per-
sonality correlates contemporary parapsychologists have
been actively doing research in other areas. The various
chapters in the Handbook of Parapsychology provide a
good idea of the range of topics [48]. The research on
reincarnation, survival after death, paranormal photography,
psychic metal bending, poltergeist phenomena, hauntings,
and faith healing, while admittedly colorful, does not de-
serve the serious attention of scientists-at least not in its
current state. I suspect that most serious parapsychologists
would also not want to rest their case on such research.
Today the parapsychologists who want the scientific
establishment to take their work seriously do not offer for
inspection the evidence that previous generations of psy-
chic researchers believed was sufficient-the findings of
Hare, Wallace, Crookes, Gurney, Rhine, or Soal, Nor do
they offer up the reports on reincaration, psychic healing,
paranormal photography, spoon bending, psychic detec-
tion, and the related phenomena which so readily appeals
to the media and the public. Instead, they ask us to look at
the trends and patterns which they find in research pro-
grams carried out in a variety of different parapsychological
laboratories.
Two aspects of this new type of claim are worth noting.
One is the admission that a single investigation, no matter
how seemingly rigorous and fraud-proof, cannot be accept-
able as scientific evidence. The idea of a single "critical
experiment" is a myth. The second, and related, aspect is
that replicability is now accepted as the critical requirement
for admission into the scientific marketplace.
Both proponents and critics have previously assumed,
either tacitly or explicitly, that the outcome of a single
investigation could be critical. Sidgwick believed that the
results of the investigation of the Creery sisters were of this
nature. The evidence was so strong, he argued, that the
critics either had to now either accept the reality of telepa-
thy or accuse the investigators of fraud [30]. Carpenter,
rather than withhold judgment until independent investiga-
tors had either succeeded or failed in attempts to replicate
Crookes' experiments with Home, acted as if he either had
to agree to Crookes' claim or prove that Crookes had been
duped, Both Price and Hansel insisted that it would be
sufficient for Rhine and Soal to convince them of ESP if a
parapsychology could perform successfully a single "fraud-
proof" experiment.
The myth of the single, crucial experiment has resulted in
needless controversy and has contributed to the False Di-
chotomy. Flew is just one who has argued convincingly that
a single, unreplicated event which allegedly attests to a
miracle, is simply a historical oddity which cannot be part
of a scientific argument [3].
Apparently not all parapsychologists are convinced that
the achievement of a repeatable psi experiment is either
necessary or desirable for the advancement of parapsychol-
OgY. The late J. G. Pratt argued that, "Psi is a spontaneous
occurrence in nature, and we can no more predict precisely
when it is going to occur in our carefully planned and
rigoroush controlled experiments than we can in everyday
life psychi experiences .... Predictable repeatability is
unattainable because of the nature of the phenomena" [69].
Pratt argued that parapsychology should give up the
quest for the replicable experiment-an impossible goal in
his opinion-and concentrate upon accumulating enough
data on anomalous happenings to convince scientists and
the public that psi is real. Other parapsychologists, how-
ever, realize that scientists are not going to be convinced
until some semblance of replicability has been achieved.
The late Gardner Murphy, while noting that replicability
was not necessary for scientific acceptability in some areas
of science, argued that for supporting claims for such irra-
tional phenomena as psi, replicability was necessary. And,
speaking as one of the dominant figures in parapsychology
in 1971, he made it clear that he felt that parapsychology
had a long way to go before it achieved replicable results
[70].
Perhaps Honorton's position represents the contem-
porary position of the major parapsychologists [71]:
Parapsychology will stand or fall on its ability to demon-
strate replicable and conceptually meaningful findings. Fu-
ture critics who are interested in the resolution rather than
the perpetuation of the psi controversy are advised to focus
their attention on systematic lines of research which are
capable of producing such findings.
PSI AND REPEATABILITY
As the preceding quotation indicates, Honorton believes
that critics should focus on "systematic lines of research"
which apparently display replicable and/or "conceptually
meaningful" findings. And, as we have seen, contemporary
parapsychologists have offered us a number of such sys-
tematic lines to demonstrate that they have, In fact, already
achieved the goals of repeatability and conceptual mean-
ingfulness. The claims put forth in behalf of the altered
state, random event generator, and remote viewing para-
digms have already been cited. Similar claims have been
made for work on correlates of psi such as attitudes and
personality [72].
What can we expect if a critic, in an effort to be open-
minded and responsible, accepts the challenge of Honorton
and his fellow parapsychologists to examine the accu-
mulated evidence from one or more of the "systematic
lines" of inquiry? This challenge opens up a variety of
possibilities. Which experiments should be included In the
evaluation? It is impractical to consider all the experiments
in parapsychology because even in this relatively sparsley
populated area the number is by now enormous. In Just
considering a subset of experiments in the ESP area, Palmer,
for example, covered approximately 700 experimental re-
ports [72]. Including PK as well as ESP, I would estimate
that, today, a determined critic, who wants to evaluate
exhaustively all available experimental reports, might have
to cope with upwards of 3000 experiments. Given my
recent experience in trying to do justice to just 42 experi-
ments on the Ganzfeld psi phenomenon [73]. I would
estimate that it could take a responsible critic over five
years of almost full-time effort to properly evaluate this
material.
Another problem facing both the proponent and critic is,
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once a suitable sample of experiments has been selected,
how to make an overall judgment about what patterns,
trends, strengths, and weaknesses characterize the sample.
Up until recently, such a review of a body of literature has
been an unstructured and highly subjective affair. Under-
standably, two individuals surveying the same body of
literature could, and did, often come up with diametrically
opposed conclusions.
As cognitive psychologists have emphasized, the capacity
of humans to handle mentally a number of items is severely
limited. What constitutes an "item" varies greatly with the
structure of the material and the Individual's previous
familiarity and expertise in a given field of knowledge. Even
within his field of speciality, a scientist would have great
difficulty in trying to comprehend patterns in over a dozen
or so reports without external alds and a systematic proce-
dure.
When the nonparapsychologist critic tries to make sense
of a large body of parapsychological literature, he is at a
great disadvantage. His critical capacities have not been
trained to pick out relevant from irrelevant details in seek-
ing interrelationships. Lacking concrete experience with
many of the experimental designs, he is at a decided, dis-
advantage in knowing what things could go wrong and
which sorts of controls would be critical. And when the
number of separate reports is more than a dozen or so, he
cannot be expected to be able to grasp the total picture
without help from systematic and quantitative summariza-
tion procedures.
Yet, so far as I can tell, only two critical evaluations of
"systematic lines" of parapsychological research have ever
been carried out with any procedure approximating sys-
lematic, explicit, and quantitative guidelines. Both of these
were carried out fairly recently. One was by Charles Akers,
a former parapsychologist with both experience and pub-
lications in the field [74). The other was by myself, acting as
an external critic who accepted the parapsychologists' chal-
lenge to fairly evaluate a systematic line of research which
they feel represents their strongest case for the repeatable
experiment [73], [75].
AKERS' METHODOLOGICAL CRITICISMS OF PARAPSYCHOLOGY
Akers' methodological evaluation of contemporary para-
psychological research represents a landmark in para-
psychological criticism. Akers, who holds a Ph.D. degree in
Social Psychology, has worked as a parapsychologist in
Rhine's laboratory and knows the contemporary scene from
the inside.
After a careful selection procedure, Akers arrived at a
sample of 54 ESP experiments. These experiments had all
been cited in the Handbook of Parapsychology or other
parapsychological literature as exemplars of the evidential
database. The selection was restricted to studies in which
significant results had been claimed for a sample of rela-
tively unselected percipients. He excluded unpublished re-
ports, studies which were reported only as abstracts or
convention reports, and studies which were exploratory or
preliminary to a stronger replication. He also excluded
experiments which produced scores in the wrong direction
("psi missing") [74].
the final sample of 54 experiments is fairly complete. If it is
not inclusive, it is at least representative of findings in
altered states and personality research.
Akers then screened all his 54 studles sequentially through
each of his several criteria to see how many could pass
through all of them. He first looked at how many of the
studies used inadequate randomization of the targets. Al.
though he found almost half of the studies used inferior
methods to randomize targets he considered this to be a
"minor contaminant." In his opinion, such randomization
failures as he observed would not be sufficient to account
for the above chance results which each of these studies
obtained.
Next he looked at the possibility of sensory leakage, Fi.
example, in several of the Ganzfeld experiments the agent
handled the slide or picture which served as the target.
Later the percipient was given that very same target along
with some foils and asked to select which item had been
the target. In such a situation either inadvertent or de-
liberate cueing is clearly a possibility. A parapsychologist
should not be entitled to claim ESP as the explanation for a
successful selection by the percipient under such cir-
cumstances. Akers assigned a flaw to any experiment which
had this or one of his other categories of possibilities for
sensory leakage. As many as 22 of the 54 experiments were
cited for having at least one flaw of the sensory leakage
kind (some had more than one kind).
In a similar fashion, Akers checked for security problems,
recording errors, optional stopping, data selection, inade-
quate documentation, multiple testing, and some ad-
ditional flaws of a technical nature. On each criterion,
Akers assigned a flaw only if, in his opinion, the defect was
sufficient to account for the above chance hitting actually
reported [74].
Results from the 54-experiment survey have demonstrated
that there are many alternative explanations for ESP phe-
nomena; the choice is not simply between psi and experi-
menter fraud ... . The numbers of experiments flawed on
various grounds were as follows: randomization failures (13),
.. . sensory leakage (22), subject cheating (12), recording errors
(10), classification or scoring errors (9), statistical errors (12),
reporting failures (10) ... . All told, 85 percent of the experi-
ments were considered flawed (46/54).
In other words, only 8 of the 54 experiments-all of
which were selected to be best cases-were free of at least
"one serious flaw on Akers' criteria. But Akers points out a
number of reasons to be concerned about the adequacy of
even these "flawless" studies [74].
In conclusion, there were elght experiments conducted with
reasonable care, but none of these could be considered as
methodologically strong. When all 54 experiments are con-
sidered. it can be stated that the research methods are too
weak to establish the existence of a paranormal phenome-
non.
Akers' conclusion is especially damaging to the case for
psi because he leaned over backwards to give the benefit of
doubt to the experimenters. In some cases where the docu-
mentation was incomplete, Akers assumed that the investi-
gator had taken the proper precautions against sensory
leakage. And Akers did not assign flaws to experiments if
their randomization procedures were less than optimal (he
considered this to be only a "minor contaminant"), Experi-
ments that were deficient on his other criteria such as
optional stopping and others were not assigned flaws if. on
Akers' judgment, the deficiency on that criterion was insuf-
ficient to have caused the total number of hits. In other
words, Akers was not judging whether the experiment had
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met standards of scientific acceptability, but rather, he was
assigning flaws if a given deficiency by itself was sufficient
to have accounted for the results. And, finally, Akers did
nut consider the possibility that combinations of deficien-
cies, each in themselves being Insufficient, might have
been more than enough to account for the reported find-
ings.
HYMAN'S CRITIQUE OF THE GANZFELD EXPERIMENTS
Although Akers' and my critiques were conducted inde-
pendently, and although our samples and procedures dif-
fered in many important ways, we came to essentially the
same conclusion. In spite of claims for both scientific con-
firmation of psi and repeatibility within certain systematic
lines of research, both Akers and I concluded that the best
contemporary research in parapsychology does not survive
serious and careful scientific scrutiny, Parapsychology is not
yet ready to bring Its case before the general scientific
public.
My approach was to look for a research program In
parapsychology that consisted of a series of experiments by
a variety of investigators and that was considered by para-
psychologists as especially promising. I quickly discovered a
systematic body of research which many of the leading
parapsychologists considered to be the most promising one
on the contemporary scene. This research program was
based on the Ganzfeld/psi paradigm.
The word "Ganzfeld" is German for total field. It is used
to describe a technique in the study of perception which
creates a visual field with no inhomogenelties. The motiva-
tion for creating such a visual field stems from certain
theoretical predictions of Gestalt psychology. A recently
developed and simple procedure for creating such a
Ganzfeld is to tape halves of ping pong balls over the eyes
of subjects. A bright light is then directed to the covered
eyes. The percipient experiences a visual field with no
discontinuities.and describes the perceptual effect as like
being in a fog.
The parapsychologists became interested in the Ganzfeld
when it was reported that subjects who experience the
Ganzfeld quickly enter into a pleasant, altered state. They
adopted it as a quick and easy way to place percipients into
a state that they felt would be conducive to the reception
of psi signals. In a typical Ganzfeld/psi experiment, the
percipient has the pin pong balls taped over his eyes and
then is placed in a comfortable chair or reclines on a bed.
In addition to a bright light shining on the halved ping
pong balls, white noise or the sound of ocean surt is fed
into the perciplent's ears through earphones.
After 15 min or so in this situation, the percipient Is
presumed ready to receive the psi signal. An agent, in
another room or building, is given a target which is ran-
domly selected from a small pool, say, of four pictures (the
pool of pictures has been selected, in turn, by random
means from a large collection of such pools). The agent
concentrates or studies the target during a predetermined
time interval. At the same time the percipient, isolated in a
relatively sound-proofed chamber, freely describes all the
associations and impressions that occur to him during the
sending interval.
At the end of the session the halved ping pong balls are
removed. The pool of pictures for that trial, including the
target, are brought to the percipient. The percipient then
indicates, by ranking or rating, how close each of the Items
in the pool are to the impressions that occurred to him or
her during the Ganzfeld session. The most typical scoring
procedure classifies the outcome as a "hit" if the percipient
correctly judges the actual target as closest to the Ganzfeld
Impressions.
In the typical experiment a pool of four target candidates
is used on each trial. Over a number of trials, the percipi-
ents would be expected to achieve hits on 25 percent of
the trials just by chance. If the actual rate of hitting is
significantly above this chance level, then it is assumed,
given that proper experimental controls have been em.
ployed, that ESP has probably operated.
Charles Honorton, the parapsychologist who first pub-
lished a Ganzfeld/psi experiment [76] and who also has
strongly defended the paradigm as "psi conducive," re-
sponded to my request for cooperation by undertaking to
supply me with copies of every relevant report between
1974-the date of the first published Ganzfeld/psi experi-
ment-and the end of 1961-the year I made the request.
In January 1982 I received a package containing 600 pages
of reports on the Ganzfeld/psi experiment.
The experiments in the database given to me for ex-
amination were extracted from 34 separate reports written
or published from 1974 through 1981. By Honorton's count,
these 34 reports described 42 separate experiments. Of
these, he classified 23 as having achieved overall signifi-
cance on the primary measure of psi at the 0.05 level. This
successful replication rate of 55 percent is consistent with
earlier estimates of success for this paradigm which ranged
from 50 to 58 percent [73]. Approximately half of these
experiments had been published in refereed journals or
monographs. The remainder had appeared only as abstracts
or papers delivered at meetings of the Parapsychological
Association. The studies had been authored by 47 different
investigators, many of them prominent members of the
Parpsychological Association.
The details of my analysis and my conclusions have been
published in the Journal of Parapsychology [73]. The same
issue of that journal contains Honorton's detailed rebuttal
to my critique [77]. Here I will merely supply the barebones
of my critique.
1) I first examined the claim that the proportion of suc-
cessful replications of the Ganzfeld/psi experiment was 55
percent. This estimate, It turned out, was based upon a
number of questionable assumptions. Much ambiguity ex-
ists as to what the unit of analysis should be. In some cases,
the individual experimental conditions within a single com-
plicated experiment were each counted as separate "experi-
ments." In other cases, the pooled data over a number of
separate experimental conditions were counted as a single
unit. That this can make a difference is shown by the fact
that when I tried to apply a consistent criterion to the
database for determining individual units, I came up with a
success rate closer to 30 than to SO percent. Other consider-
ations such as unknown experiments lead me to conclude
that the actual success rate, defining "success" according to
Honorton's criterion, was probably around 30 percent.
2) But even a success rate of 30 percent is impressive if
the actual rare of success to be expected by chance was the
assumed 5 percent. I pointed to a variety of examples in
which multiple tests were applied to the same data in such
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a way as to inflate the actual probability for success just by
chance over the assumed rate. Taking into consideration a
number of factors, I estimated that the actual chance level
could easily be 25 percent or higher.
3) In addition to analyses that inadvertently inflated the
significance levels, I noted a number of other departures
from optimal experimental procedure that could have artifi-
cially contributed to the outcomes. These flaws could be
clustered into three categories: Security, Statistical, and Pro-
cedural. Security flaws included failure to preclude sensory
cues as well as loose monitoring of critical aspects in the
experiment. Statistical flaws consisted of wrong use of
statistical procedures, Procedural flaws consisted of inade-
quate randomization of targets, incomplete documentation,
and possible problems at feedback. What was both surpris-
ing and dismaying to me was that not a single experiment
In the database was free from at least one of these defects.
These defects were chosen to be those that I assume most
parapsychologists would agree should not be part of a
well-conducted experiment.
4) I tried to make it clear that I was not assuming that
these flaws were the cause of the observed results. Rather, I
assumed that the presence of such defects could be taken
as a symptom that the experiment had not been conducted
with adequate care. Indeed, it was clear that at least some
of the experiments in the database had been intended to
serve only as pilot or preliminary experiments. Neverthe-
less, I did look at the correlation between the three clusters
and success of the experiment. Although the Security and
the Statistical clusters did not correlate with outcome, the
Procedural cluster did correlate with the probability of
obtaining a significant outcome. Honorton strongly dis-
agrees with this conclusion [77].
As a result of my detailed examination of the claims for
the Ganzfeld/psi findings, I concluded my long report as
follows [73]:
In conclusion, the current data base has too many problems
to be seriously put before outsiders as evidence for psi, The
types of problems exhibited by this data base, however,
suggest Interesting challenges for the parapsychological
community. I would hope that both parapsychologists and
critics would wish to have parapsychological experiments
conducted according to highest standards possible. If one
goal is to convince the rest of the scientific community that
the parapsychologists can produce data of the highest qual-
ity, then it would be a terrible mistake to employ the current
Ganzfeld/psi data base for this purpose. Perhaps the Para-
psychological Association can lead the way by setting down
guidelines as to what should constitute an adequate con-
firmatory experiment. And, then, when a sufficient number
of studies have accumulated which meet these guidelines,
they can be presented to the rest of the scientific commun-
ity as an example of what parapsychology, at Its best. can
achieve. If studies carried out according to these guidelines
also continue to yield results suggestive of psi, then the
outside scientific community should be obliged to take
notice.
Honorton, not surprisingly, disagrees with my conclu-
sions [77]. After my critique was completed, Honorton car-
ried out a revised and different analysis of the database. He
claims his new analysis eliminates my criticisms about in-
flated significance levels. Honorton also developed his own
evaluating the methodological quality of each
According to his ratings, there is no correlation
The experiment and its outcome.
The problem that both of us face when judging the
quality of the Individual experiments is that we are doing
this after the fact. Although we agree on several of our
ratings, we tend to disagree in ways which suggest our
presumed biases. Honorton tends to find more defects in
the unsuccessful experiments than I do. On the other hand,
I tend to find more defects in the successful experiments
than Honorton does. In the absence of double-blind rat-
ings, this aspect of our disagreement represents a stalemate.
However, whether one uses Honorton's or my ratings,
the number of departures from accepted methodological
procedure is unacceptably high for this database. Although
Honorton and I disagree on whether the observed flaws
weaken the case for psi, we do not disagree that they exist.
So far as I can tell, no parapsychologist has provided an
explanation of why almost all of the experiments in this
database have at least one of these flaws.
CONCLUSIONS
With the exception of the contemporary parapsychologi-
cal literature, the evidence for psi reviewed in this paper
comes from investigations which today's parapsychologists
would not put before us as part of their strongest case for
psi, Many of these parapsychologists might believe I was
being unfair in dwelling upon these castoffs from the past.
But it is just this fact that the cases I have examined are
now castoffs which brings up Important questions about
how to approach the contemporary evidence.
Each of the cases from the past which I have discussed
were, in their own time, considered to be by the para-
psychologists of that day examples of scientifically sound
evidence for psi. It is only subsequent generations, for the
most part, who have set the preceding exemplars aside. In
some cases the reasons for the abandonment of what was
once a foundation stone in the case for psi are clear.
Subsequent investigators or critics found previously unre-
cognized defects in the studles or strong suspicions of
fraud had been generated. Other experimental paradigms
have disappeared from the database for less obvious rea-
sons.
..
Some previously successful paradigms have disappeared
because they no longer seem to yield significant results.
Others such as the sheep-goats design seem to have simply
gone out of fashion. One major parapsychologist once told
me that it seems to be the ultimate fate of every successful
paradigm to eventually lose its ability to yield significant
results. He believed this was related to the fact that psi
depends both upon the novelty of the design and the
motivations of the experimenter. At first a new paradigm
generates excitement and optimism. But after it has been
around for a while, the initial excitement and enthusiasm
abates and the experimenter no longer communicates the
original emotions that accompanied the paradigm when it
was still relatively new.
But, whatever the reason, each generation's best case for
psi is cast aside by subsequent generations of parapsycholo-
gists and are replaced with newer, more up-to-date best
cases. Not only does the evidence for psi lack replicability,
but, unlike the evidence from other sciences, it is non-
cumulative. It is as if each new generation wipes the slate
clean and begins all over again. Consequently, the eviden-
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tial database for psi is always shifting. Earlier cases are
dropped and replaced with newer and seemingly more
promising lines of research. [One of the readers of this
paper argues that it is only partially true that parapsycho-
logical research is noncumulative. Although his argument
might have some validity, I do not think it changes the
point 1 am making here.]
The late J. G. Pratt, In challenging his parapsychological
colleagues' hopes for a repeatable experiment, wrote [69]:
One could almost pick a date at random since 1882 and find
in the literature that someone somewhere had recently
obtained results described in terms implying that others
should be able to confirm the findings. Among those per-
sons or groups reflecting such enthusiasm are the S.P.R.
Committee on Thought-Transference; Richard Hogson (in
his investigation of Mrs. Piper); Feilding, Baggally, and
Carrington (in their Palladino investigations); J. B. Rhine
(work reported in Extra-Sensory Perception); Whately
Carington (in his work on paranormal cognition of drawings);
Gertrude Schmeidler (in her sheep-goat work); Van
Bussbach, and Anderson and White (In their research on
teacher-pupil attitudes); the Maimonedes dream studies; the
Stepanek investigators; the Investigators of Kulagina's
directly-observable PK effects; research using the ganzfeld
technique; and the SRI Investigators ("remote viewing").
One after another, however, the specific ways of working
used in these initially successful psi projects have fallen out
of favor and faded from the research scene-except for the
latest investigations which, one may reasonably suppose,
have not yet had enough time to falter and fade away as
others before them have done.
..
When Pratt wrote those words in 1978, the "latest investi-
gations" included the Ganzfeld/psi experiments, the Re-
mote Viewing investigations, and the PK research using
Random Event Generators. These would have been among
the contemporary investigations which, given Pratt's pessi-
mistic extrapolations, "one may reasonably suppose, have
not yet had enough time to falter and fade away as others
before them have done." Today, signs do seem to indicate
that these seemingly "successful" lines of research may be
much weaker than had been previously advertised [24], [74],
[75].
However, as always, new and more promising lines of
work seem to be ready to take their place. Honorton and
his colleagues at the Psychophysical Research Laboratories
in Princeton, NJ, seem to be developing a number of very
promising lines of research [78]. They have been developing
a completely automated version of the Ganzfeld experi-
ment which eliminates many of the problems raised by my
critique. They have also been perfecting a "transportable"
experiment-one that can be carried out by any Investi-
gator who has access to an Apple personal computer. The
experiment, also completely automated, is a variation of the
Random Event Generator paradigm but with a variety of
built-in safeguards which apparently eliminate almost all
the options for multiple testing.
Nearby, but completely independent of the work going
on at the Psychophysical Laboratories, is the research on
anomalous phenomena being carried out by Robert Jahn
and his associates in the School of Engineering and Applied
Science at Princeton University [1], [79], [80]. For more than
five years Jahn and his associates have been perfecting the
instrumentation and experimental designs for conducting
sophisticated variations of both the remote viewing para-
digm and the PK work with random event generators.
Although they have collected large databases for each of
these paradigms, most of the work has been reported only
in technical reports The reported findings do seem impres-
sivo, but they have yet to be described in sufficient detail
for a full-scale evaluation. And, given both the scale of the
effort and the sophistication of the methodology and in-
strumentation, it will be many years before adequate repli-
cations in Independent laboratories will be possible.
As promising as this most recent work by Honorton and
Jahn might seem to be, none of it has reached a stage
where It is ready for a full-scale critical evaluation. Already,
the sharp-eyed critic can detect both inconsistencies with
previous findings in the same lines of research and depar-
tures from ideal practice. As the history of parapsychology
teaches us, we will have to wait for several more years
before we can adequately judge if somehow these latest
efforts can avoid the fate that all their promising predeces-
sors have suffered.
Perhaps, however, history does not have to repeat itself
in all its depressing aspects. And I can see some encourag-
ing signs of breaks with previous patterns in the way
proponents carry out and defend their findings and the way
critics respond.
Since its inception as an institutionalized undertaking,
psychical research has suffered from the lack of relevant,
informed, and constructive criticism. This particular de-
ficiency seems to be changing. For one thing, the younger
generation of parapsychologists have produced some inter-
nal critics who are both knowledgeable and effective. In
addition to Akers, there are others such as Susan Black-
more, Adrian Parker, Gerd Hövelmann, and J. E. Kennedy
who have recognized the current deficiencies of
parapsychological research and have a strong committment
to raising the standards. Although it is still difficult to find
external critics who are both informed and constructive,
one can see some indications that this situation may also
improve.
Another positive sign is the attempt to replace subjective,
impressionistic evaluations of the parapsychological liter-
ature with more systematic, explicit assessments. Both
Honorton [77] and 1 [73] have used "meta-analysis" in our
dispute over the adequacy of the Ganzfeld/psi database.
"Meta-analysis" is a term coined to describe the approach
to, reviewing a body of research which makes the various
phases as explicit and quantitative as feasible (81], [82].
The approach to research integration referred to as "meta-
analysis" is nothing more than the attitude of data analysis
applied to quantitative summaries of Individual experiments.
By recording the properties of studies and their findings in
quantitative terms, the meta-analysis of research invites one
who would integrate numerous and diverse findings to
apply the full power of statistical methods to the task. Thus
it Is not a technique: rather it is a perspective that uses many
techniques of measurement and statistical analysis.
(From (81).)
Meta-analysis is by no means a panacea. Much subjective
ity remains on such matters as which studies to include and
exclude from the sample, how to score the "effect size" or
degree of success of a study, what variables to include, how
to assign studies values on the variables, and what should
be the sampling unit. In addition, many serious problems
have to be resolved about how to cope with the fact that
individual studies are not independent and the analyses are
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conducted "post hoc." Yet, it has many advantages over the
previously unstructured and subjective assessments. The
reviewer is forced to make many more of his or her stan-
dards and procedures explicit. The resulting debate can be
more focussed and the specific areas of disagreement can
be pinpointed more accurately. In addition, the use of
quantitative summaries often brings out patterns and rela-
tionships that would ordinarily escape the unaided re-
viewer's cognitive limits.
Along with an increase in more informed and construc-
tive criticism there are signs that the parapsychological
community is responsive and willing to change both its
procedures and claims in line with some of the criticisms.
Although we still disagree strongly on many of the issues,
Honorton has made many changes in his claims and proce-
dures in a sincere effort to take some of my criticisms into
account [73], [77]. At its 1984 annual meetings in Dallas, TX,
the Parapsychological Association established a committee
which will attempt to establish guidelines for the perfor-
mance of acceptable experiments In various lines of para-
psychological research. Along with some major para-
psychologists such as Honorton, the committee includes
both internal critics such as Akers and external ones such as
myself.
My survey of psychical research from the time of Hare
and Crookes to the present has suggested that, although
the specific evidence put forth to support the existence of
psi changes over time, many of the key issues and con-
troversies have remained unchanged. The parapsychologists
still employ similar strategems to seemingly enable them to
stick to their claims in the face of various incosistencies.
And the critics, sharing many assumptions with the propo-
nents, still behave in rather emotional and irrational ways.
Indeed, the level of the debate during the preceding 130
years has been an embarrassment for anyone who would
like to believe that scholars and scientists adhere to stan-
dards of rationality and fair play,
I suspect it is because the quality of the criticism has
been so poor and its content so obviously irrelevant that
parapsychologists have managed to live so long with the
illusion that the quality of their evidence was so much
better than it really was. Both Akers and I were surprised to
find how defective, in terms of the most elementary stan-
dards, the best of the contemporary parapsychological re-
search really was. I know that some parapsychologists have
been surprised to realize how far the current status of psi
research departs from the professed standards of their field.
And I would not be surprised that most of the rest of the
parapsychological community, in the absence of systematic
and critical surveys, had assumed that their database was of
a much higher quality than it, In fact. is.
All this suggests, as I have already indicated. that the
parapsychological evidence, despite a history of more than
130 years of inquiry, is not ready to be placed before the
scientific community for judgment. The parapsychologists'
first order of business should be to get their own house in
order. They no longer can safely assume that the typical
parapsychologist has the competence to correctly use sta-
tistical tools, design appropriate investigations, carry out
these investigations correctly, or to write them up properly.
Indeed, the evidence suggests the opposite. Both the
Parapsychological Association and the parapsychological
journals have to establish explicit guidelines and minir, !!
standards. Then they have to make sure that members of
their profession become fully aware of these standards and
recognize the necessity for living up to them.
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